• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
Diana Gonzalez
DIANA I GONZALEZ, DIANA I. GONZALEZ, DIANA GONZALEZ, DIANA IVETTE GONZALEZ BALLESTER, Diana Ivette Gonzalez…
CRD#: 4458822
IA
Investment Adviser
B
Broker
CITIGROUP GLOBAL MARKETS INC.CRD#: 7059 Citi Wealth Management, Risk/Control
201 S Biscayne Blvd. 6th FL
Miami, FL 33131
Registration History
20022004200620082010201220142016201820202022202420262 FIRMS2002 - 2011 (9 years)2 FIRMS2023 - Present (1 year)BLPL FINANCIAL LLC (CRD# 6413)2023 - 2023 (<1 year)BSA STONE WEALTH MANAGEMENT INC. (CRD# 18456)2022 - 2023 (1 year)BINSIGNEO SECURITIES, LLC (CRD# 29249)2019 - 2022 (2 years)BCITI INTERNATIONAL FINANCIAL S... (CRD# 17053)2011 - 2019 (7 years)
License(s)

State Registrations

B
Alabama 8/29/2023

B
Montana 8/29/2023

B
Alaska 8/29/2023

B
Nebraska 8/29/2023

B
Arizona 8/29/2023

B
Nevada 8/29/2023

B
Arkansas 8/29/2023

B
New Hampshire 8/29/2023

B
California 8/29/2023

B
New Jersey 8/29/2023

B
Colorado 8/29/2023

B
New Mexico 8/29/2023

B
Connecticut 8/29/2023

B
New York 8/29/2023

B
Delaware 8/29/2023

B
North Carolina 8/29/2023

B
District of Columbia 8/29/2023

B
North Dakota 8/29/2023

B
Florida 8/21/2023

B
Ohio 8/29/2023

IA
Florida 9/15/2023

B
Oklahoma 8/29/2023

B
Georgia 8/29/2023

B
Oregon 8/29/2023

B
Hawaii 8/29/2023

B
Pennsylvania 8/29/2023

B
Idaho 8/29/2023

B
Puerto Rico 8/29/2023

B
Illinois 8/29/2023

B
Rhode Island 8/29/2023

B
Indiana 8/29/2023

B
South Carolina 8/29/2023

B
Iowa 8/29/2023

B
South Dakota 8/29/2023

B
Kansas 8/29/2023

B
Tennessee 8/29/2023

B
Kentucky 8/29/2023

B
Texas 6/16/2023

B
Louisiana 8/29/2023

B
Utah 8/29/2023

B
Maine 8/29/2023

B
Vermont 8/29/2023

B
Maryland 8/29/2023

B
Virgin Islands 8/29/2023

B
Massachusetts 8/29/2023

B
Virginia 8/29/2023

B
Michigan 8/29/2023

B
Washington 8/29/2023

B
Minnesota 8/29/2023

B
West Virginia 8/29/2023

B
Mississippi 8/29/2023

B
Wisconsin 8/29/2023

B
Missouri 8/29/2023

B
Wyoming 8/29/2023

SRO Registrations

B
BOX Exchange LLC

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe C2 Exchange, Inc.

B
Cboe EDGA Exchange, Inc.

B
Cboe EDGX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Investors' Exchange LLC

B
Long-Term Stock Exchange, Inc.

B
MEMX LLC

B
MIAX Emerald, LLC

B
MIAX PEARL, LLC

B
MIAX Sapphire

B
Miami International Securities Exchange, LLC

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
NYSE National, Inc.

B
Nasdaq BX, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq MRX, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CITIGROUP GLOBAL MARKETS INC. (CRD#:7059)
Citi Wealth Management, Risk/Control 201 S Biscayne Blvd. 6th FL, Miami, FL 33131
Miami, FL
Registered with this firm since 8/8/2023

B
CITIGROUP GLOBAL MARKETS INC. (CRD#:7059)
Citi Wealth Management, Risk/Control 201 S Biscayne Blvd. 6th FL, Miami, FL 33131
Miami, FL
Registered with this firm since 6/14/2023

Previous Registration(s)
th hidden textth hidden textNameLocation
B
05/16/2023 - 06/14/2023 LPL FINANCIAL LLC (CRD#:6413) FORT MILL, SC
B
03/08/2022 - 03/06/2023 SA STONE WEALTH MANAGEMENT INC. (CRD#:18456) MIAMI, FL
B
07/09/2019 - 02/28/2022 INSIGNEO SECURITIES, LLC (CRD#:29249) MIAMI, FL
B
10/03/2011 - 07/16/2019 CITI INTERNATIONAL FINANCIAL SERVICES LLC (CRD#:17053) MIAMI, FL
B
06/17/2002 - 10/12/2011 UBS FINANCIAL SERVICES INCORPORATED OF PUERTO RICO (CRD#:13042) SAN JUAN, PR
B
06/17/2002 - 09/27/2011 UBS FINANCIAL SERVICES INC. (CRD#:8174) SAN JUAN, PR
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.