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SAUMYA ANN DANIEL
ANN DANIEL, SAUMYA ANN VARGHESE
CRD#: 4457541
IA
Investment Adviser
B
Broker
CITIGROUP GLOBAL MARKETS INC.CRD#: 7059 CWM Retail, Sales
660 Fifth Ave
New York, NY 10103
Registration History
2004200620082010201220142016201820202022202420262 FIRMS2012 - Present (12 years)BCITI PRIVATE ADVISORY, LLC (CRD# 153777)2022 - 2023 (1 year)BCHASE INVESTMENT SERVICES CORP. (CRD# 25574)2007 - 2012 (4 years)BCHASE INVESTMENT SERVICES CORP. (CRD# 25574)2003 - 2005 (1 year)IACHASE INVESTMENT SERVICES CORP. (CRD# 25574)2011 - 2012 (<1 year)
License(s)

State Registrations

B
Arizona 2/17/2022

B
New Jersey 5/30/2012

B
California 6/8/2020

IA
New Jersey 5/30/2012

B
Colorado 2/17/2022

B
New York 5/30/2012

B
Connecticut 9/20/2013

IA
New York 8/17/2021

B
Delaware 2/17/2022

B
North Carolina 6/8/2020

B
District of Columbia 2/17/2022

B
Ohio 2/22/2022

B
Florida 9/26/2013

B
Pennsylvania 5/29/2018

B
Georgia 2/17/2022

B
Puerto Rico 2/17/2022

B
Illinois 2/8/2017

B
Rhode Island 2/17/2022

B
Kentucky 2/17/2022

B
South Carolina 2/17/2022

B
Louisiana 2/17/2022

B
South Dakota 2/17/2022

B
Maryland 4/22/2019

B
Tennessee 2/17/2022

B
Massachusetts 2/17/2022

B
Texas 2/17/2022

B
Michigan 2/17/2022

B
Virginia 2/17/2022

B
Mississippi 2/17/2022

B
Washington 2/17/2022

B
Nevada 2/17/2022

SRO Registrations

B
BOX Exchange LLC

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe C2 Exchange, Inc.

B
Cboe EDGA Exchange, Inc.

B
Cboe EDGX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Investors' Exchange LLC

B
Long-Term Stock Exchange, Inc.

B
MEMX LLC

B
MIAX Emerald, LLC

B
MIAX PEARL, LLC

B
MIAX Sapphire

B
Miami International Securities Exchange, LLC

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
NYSE National, Inc.

B
Nasdaq BX, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq MRX, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CITIGROUP GLOBAL MARKETS INC. (CRD#:7059)
CWM Retail, Sales 660 Fifth Ave, New York, NY 10103
Registered with this firm since 5/30/2012

B
CITIGROUP GLOBAL MARKETS INC. (CRD#:7059)
CWM Retail, Sales 660 Fifth Ave, New York, NY 10103
Registered with this firm since 5/30/2012

Previous Registration(s)
th hidden textth hidden textNameLocation
B
02/17/2022 - 02/16/2023 CITI PRIVATE ADVISORY, LLC (CRD#:153777) Short Hills, NJ
IA
06/29/2011 - 04/27/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) GARNERVILLE, NY
B
10/02/2007 - 04/27/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) GARNERVILLE, NY
B
03/14/2003 - 01/13/2005 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) CHICAGO, IL
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.