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MICHAEL THOMAS FLEMING
CRD#: 4457434
IA
Investment Adviser
B
Broker
MML INVESTORS SERVICES, LLCCRD#: 10409 16150 Main Circle Drive
Suite 400
Chesterfield, MO 63017
Registration History
20022004200620082010201220142016201820202022202420262 FIRMS2006 - Present (19 years)BNORTHWESTERN MUTUAL INVESTMENT... (CRD# 2881)2001 - 2005 (4 years)BROBERT W. BAIRD & CO. INCORPORATED (CRD# 8158)2001 - 2002 (<1 year)
License(s)

State Registrations

B
Alaska 4/28/2021

B
Nebraska 8/7/2019

B
Arizona 11/22/2016

B
Nevada 11/9/2021

B
Arkansas 1/20/2022

B
New Jersey 4/28/2021

B
California 7/11/2007

B
New York 4/28/2021

B
Colorado 4/28/2021

B
North Carolina 1/18/2018

B
Florida 9/22/2015

B
Ohio 4/28/2021

B
Georgia 2/9/2017

B
Oklahoma 4/28/2021

B
Illinois 3/20/2006

B
Pennsylvania 4/28/2021

B
Indiana 4/28/2021

B
Tennessee 1/4/2018

B
Kansas 1/3/2011

B
Texas 1/8/2014

B
Massachusetts 6/7/2024

IA
Texas 4/1/2014

B
Michigan 4/28/2021

B
Utah 9/8/2020

B
Mississippi 4/28/2021

B
Virginia 4/28/2021

B
Missouri 1/5/2006

B
Washington 4/28/2021

IA
Missouri 1/23/2006

B
Wisconsin 9/17/2019

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MML INVESTORS SERVICES, LLC (CRD#:10409)
16150 Main Circle Drive Suite 400, Chesterfield, MO 63017
WILDWOOD, MO
Registered with this firm since 1/23/2006

B
MML INVESTORS SERVICES, LLC (CRD#:10409)
16150 Main Circle Drive Suite 400, Chesterfield, MO 63017
WILDWOOD, MO
Registered with this firm since 1/5/2006

Previous Registration(s)
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B
10/26/2001 - 12/21/2005 NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (CRD#:2881) MILWAUKEE, WI
B
10/26/2001 - 01/01/2002 ROBERT W. BAIRD & CO. INCORPORATED (CRD#:8158) MILWAUKEE, WI
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.