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DAVID ALAN TOWNSEND
CRD#: 4456677
IA
B
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCCRD#: 149018 5383 PRIMROSE LAKE CIRCLE
TAMPA, FL 33647
TAMPA, FL 33647
RAYMOND JAMES FINANCIAL SERVICES, INC.CRD#: 6694 5383 PRIMROSE LAKE CIRCLE
SUITE B
TAMPA, FL 33647
SUITE B
TAMPA, FL 33647
0
Disclosures
23
Years of Experience
View By:
State Registrations
B
California 8/17/2015
B
New Jersey 8/17/2015
B
Colorado 8/17/2015
B
New York 8/17/2015
B
Florida 8/17/2015
B
North Carolina 8/20/2015
IA
Florida 11/23/2015
B
North Dakota 8/17/2015
B
Georgia 8/17/2015
B
Pennsylvania 8/17/2015
B
Hawaii 8/17/2015
B
Texas 1/17/2017
B
Maryland 8/17/2015
IA
Texas 4/7/2017
B
Nevada 8/17/2015
B
Virginia 8/17/2015
SRO Registrations
B
View Exams Passed by the individual in the detailed report
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IA
Registered with this firm since 11/23/2015
B
Registered with this firm since 8/17/2015
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 06/04/2003 - 08/18/2015 | TAMPA, FL | |
B | 02/13/2003 - 08/18/2015 | TAMPA, FL | |
B | 10/22/2001 - 02/14/2003 | BOSTON, MA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.