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ROBERT JYUE WANG
ROBERT JVUE WANG
CRD#: 4456544
IA
Investment Adviser
B
Broker
AMERIPRISE FINANCIAL SERVICES, LLCCRD#: 6363 3353 Peachtree Rd NE Ste 920
ATLANTA, GA 30326-1436
Registration History
20022004200620082010201220142016201820202022202420262 FIRMS2001 - 2001 (<1 year)2 FIRMS2015 - Present (9 years)BAXA ADVISORS, LLC (CRD# 6627)2001 - 2015 (14 years)IAAXA ADVISORS, LLC (CRD# 6627)2003 - 2015 (12 years)IAAXA ADVISORS, LLC (CRD# 6627)2002 - 2002 (<1 year)
License(s)

State Registrations

B
Alabama 1/21/2021

B
Maryland 5/31/2024

B
Arkansas 5/31/2024

B
Michigan 5/31/2024

B
California 10/23/2015

B
Minnesota 5/31/2024

B
Colorado 12/8/2021

B
New Hampshire 5/4/2023

B
Connecticut 8/15/2018

B
New Jersey 5/11/2022

B
Delaware 10/23/2015

B
New York 10/23/2015

B
District of Columbia 5/31/2024

B
North Carolina 10/23/2015

B
Florida 10/23/2015

B
Ohio 10/23/2015

B
Georgia 10/23/2015

B
Pennsylvania 10/23/2015

IA
Georgia 10/28/2015

B
South Carolina 1/3/2017

B
Hawaii 8/9/2024

B
Tennessee 6/10/2019

B
Illinois 1/24/2020

B
Texas 10/23/2015

B
Indiana 9/30/2022

IA
Texas 10/23/2015

B
Kentucky 2/26/2019

B
Virginia 10/23/2015

B
Maine 5/31/2024

B
West Virginia 5/28/2024

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
3353 Peachtree Rd NE Ste 920, ATLANTA, GA 30326-1436
Johns Creek, GA
Registered with this firm since 10/23/2015

B
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
3353 Peachtree Rd NE Ste 920, ATLANTA, GA 30326-1436
Johns Creek, GA
Registered with this firm since 10/23/2015

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
08/12/2003 - 11/03/2015 AXA ADVISORS, LLC (CRD#:6627) ATLANTA, GA
B
11/27/2001 - 11/03/2015 AXA ADVISORS, LLC (CRD#:6627) ATLANTA, GA
IA
06/13/2002 - 12/31/2002 AXA ADVISORS, LLC (CRD#:6627) ATLANTA, GA
B
10/12/2001 - 11/14/2001 AMERICAN EXPRESS FINANCIAL ADVISORS INC. (CRD#:6363) MINNEAPOLIS, MN
B
10/12/2001 - 11/14/2001 IDS LIFE INSURANCE COMPANY (CRD#:6321) MINNEAPOLIS, MN
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.