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Edward Alexander Kingery
ALEX KINGERY, EDWARD A KINGERY, EDWARD A KINGERY
CRD#: 4455823
IA
B
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 313 10TH ST
HUNTINGTON, WV 25701
HUNTINGTON, WV 25701
CETERA INVESTMENT SERVICES LLCCRD#: 15340 313 10TH ST
HUNTINGTON, WV 25701
HUNTINGTON, WV 25701
0
Disclosures
14
Years of Experience
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State Registrations
B
Florida 4/26/2023
B
Virginia 5/31/2023
B
Kentucky 6/9/2023
IA
West Virginia 4/28/2023
B
Ohio 6/26/2023
B
West Virginia 5/15/2023
SRO Registrations
B
View Exams Passed by the individual in the detailed report
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IA
Registered with this firm since 4/28/2023
B
Registered with this firm since 4/26/2023
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 08/04/2020 - 05/10/2023 | Nitro, WV | |
B | 07/15/2020 - 05/10/2023 | Nitro, WV | |
IA | 07/06/2005 - 12/16/2011 | CHARLESTON, WV | |
B | 07/06/2005 - 12/16/2011 | CHARLESTON, WV | |
IA | 09/25/2003 - 07/06/2005 | ELKVIEW, WV | |
B | 09/24/2003 - 07/06/2005 | CHICAGO, IL | |
IA | 03/28/2002 - 09/15/2003 | CHARLESTON, WV | |
B | 02/13/2002 - 09/15/2003 | NEW YORK, NY |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.