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Detailed Report
Serge Melkizian
CRD#: 4455152
IA
Investment Adviser
B
Broker
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCCRD#: 149018 39 E. Union Street
Pasadena, CA 91103
RAYMOND JAMES FINANCIAL SERVICES, INC.CRD#: 6694 39 E. UNION STREET
PASADENA, CA 91103
Registration History
20022004200620082010201220142016201820202022202420262 FIRMS2013 - Present (11 years)BTOWER SQUARE SECURITIES, INC. (CRD# 833)2001 - 2013 (11 years)BCOMMONWEALTH FINANCIAL NETWORK (CRD# 8032)2001 - 2001 (<1 year)IATOWER SQUARE SECURITIES, INC. (CRD# 833)2002 - 2013 (11 years)
License(s)

State Registrations

B
Alaska 11/17/2021
B
Nevada 1/18/2023
B
Arizona 7/29/2013
B
New York 7/29/2013
B
California 7/29/2013
B
Ohio 4/2/2025
IA
California 7/30/2013
B
Oregon 7/29/2013
B
Colorado 3/18/2022
B
Texas 10/3/2016
B
Florida 7/5/2022
IA
Texas 1/24/2019
B
Idaho 7/29/2013
B
Virginia 8/6/2018
B
Kentucky 10/8/2024
B
Washington 2/13/2020
B
Massachusetts 7/29/2013

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC (CRD#:149018)
39 E. Union Street, Pasadena, CA 91103
10250 Constellation Blvd., Los Angeles, CA 90067
Registered with this firm since 7/30/2013
B
RAYMOND JAMES FINANCIAL SERVICES, INC. (CRD#:6694)
39 E. UNION STREET, PASADENA, CA 91103
10250 Constellation Blvd., Los Angeles, CA 90067
Registered with this firm since 7/29/2013
Previous Registration(s)
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IA
 01/23/2002 - 08/06/2013 TOWER SQUARE SECURITIES, INC. (CRD#:833) PASADENA, CA
B
 12/07/2001 - 08/06/2013 TOWER SQUARE SECURITIES, INC. (CRD#:833) PASADENA, CA
B
 10/18/2001 - 11/05/2001 COMMONWEALTH FINANCIAL NETWORK (CRD#:8032) WALTHAM, MA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.