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MICHAEL CHARLES MASSROCK
MIKE MASSROCK
CRD#: 4454190
IA
B
OSAIC WEALTH, INC.CRD#: 23131 Hudson, FL
0
Disclosures
21
Years of Experience
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State Registrations
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Alabama 9/1/2023
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Michigan 9/1/2023
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Alabama 9/1/2023
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Mississippi 9/1/2023
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Arizona 4/10/2024
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Missouri 9/1/2023
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Arkansas 9/1/2023
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Nevada 9/1/2023
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California 9/1/2023
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New Hampshire 5/10/2024
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Colorado 9/1/2023
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New Jersey 9/1/2023
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District of Columbia 9/1/2023
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New Mexico 9/1/2023
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Florida 9/1/2023
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New York 1/19/2024
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Florida 9/1/2023
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North Carolina 9/1/2023
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Georgia 9/1/2023
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Ohio 9/1/2023
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Hawaii 9/1/2023
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Oklahoma 9/1/2023
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Illinois 1/29/2024
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South Carolina 9/1/2023
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Indiana 9/1/2023
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Tennessee 9/1/2023
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Kansas 1/19/2024
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Texas 9/1/2023
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Kentucky 9/1/2023
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Texas 1/22/2024
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Louisiana 9/1/2023
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Virginia 9/1/2023
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Maryland 9/1/2023
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Washington 11/14/2023
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Massachusetts 9/1/2023
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West Virginia 9/1/2023
SRO Registrations
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| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 01/06/2020 - 09/01/2023 | Hudson, FL | |
B | 12/05/2019 - 09/01/2023 | Hudson, FL | |
B | 09/03/2015 - 12/06/2019 | CHARLOTTE, NC | |
B | 12/05/2011 - 11/22/2013 | CLEARWATER, FL | |
B | 12/09/2010 - 11/23/2011 | CLEARWATER, FL | |
B | 11/05/2001 - 12/15/2010 | ST. PETERSBURG, FL |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.