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EVAN A THURMOND
EVAN Andrew THURMOND, EVAN ANDREW Thurmond
CRD#: 4453804
IA
B
INDEPENDENT FINANCIAL PARTNERSCRD#: 125112 9700 Bunsen Parkway
Louisville, KY 40299
Louisville, KY 40299
IFP SECURITIES, LLCCRD#: 297287 9700 Bunsen Parkway
Louisville, KY 40299
Louisville, KY 40299
0
Disclosures
22
Years of Experience
View By:
State Registrations
B
Arizona 1/26/2021
B
Missouri 2/19/2023
B
California 10/26/2019
IA
Missouri 2/21/2023
IA
California 5/23/2022
B
New Jersey 10/26/2019
B
Colorado 9/25/2020
B
North Carolina 10/26/2019
B
Florida 10/26/2019
B
Ohio 10/26/2019
IA
Florida 10/9/2020
IA
Ohio 4/29/2021
B
Georgia 10/26/2019
B
Oklahoma 10/26/2019
IA
Georgia 10/3/2024
B
Pennsylvania 10/26/2019
B
Illinois 10/26/2019
IA
Pennsylvania 11/4/2020
IA
Illinois 3/1/2021
B
South Carolina 8/26/2020
B
Indiana 10/26/2019
B
Tennessee 10/26/2019
IA
Indiana 1/5/2021
IA
Texas 10/25/2019
B
Iowa 10/26/2019
B
Texas 10/26/2019
B
Kansas 10/26/2019
B
Utah 10/26/2019
IA
Kentucky 10/25/2019
B
Virginia 10/26/2019
B
Kentucky 10/26/2019
IA
Virginia 11/29/2023
B
Louisiana 5/7/2021
B
Washington 10/26/2019
IA
Louisiana 5/11/2021
B
Wisconsin 8/4/2022
B
Maryland 10/26/2019
SRO Registrations
B
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IA
Registered with this firm since 10/25/2019
B
Registered with this firm since 10/26/2019
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 05/06/2009 - 11/07/2019 | LOUISVILLE, KY | |
B | 05/06/2009 - 11/07/2019 | LOUISVILLE, KY | |
IA | 01/12/2006 - 05/21/2009 | LOUISVILLE, KY | |
B | 05/08/2002 - 05/21/2009 | LOUISVILLE, KY |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.