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Detailed Report
ALEKSANDRA SHTEYN
SASHA SHTEYN
CRD#: 4453802
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Investment Adviser
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Previous Broker
EDELMAN FINANCIAL ENGINESCRD#: 104510 DALLAS, TX
Registration History
2004200620082010201220142016201820202022202420262 FIRMS2003 - 2009 (5 years)2 FIRMS2009 - 2009 (<1 year)2 FIRMS2009 - 2014 (5 years)IAEDELMAN FINANCIAL ENGINES (CRD# 104510)2018 - Present (6 years)BEF LEGACY SECURITIES, LLC (CRD# 269923)2016 - 2018 (2 years)BSANDERS MORRIS HARRIS LLC (CRD# 20580)2014 - 2016 (1 year)IAEDELMAN FINANCIAL SERVICES, LLC (CRD# 113299)2014 - 2018 (4 years)
License(s)

State Registrations

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California 11/1/2018
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Texas 11/1/2018
Current Registration(s)
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EDELMAN FINANCIAL ENGINES (CRD#:104510)
DALLAS, TX
225 SOUTH LAKE AVENUE SUITE 1185, PASADENA, CA 91101
Registered with this firm since 11/1/2018
Previous Registration(s)
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 09/16/2014 - 11/01/2018 EDELMAN FINANCIAL SERVICES, LLC (CRD#:113299) PASADENA, CA
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 04/22/2016 - 10/31/2018 EF LEGACY SECURITIES, LLC (CRD#:269923) PASADENA, CA
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 09/16/2014 - 04/22/2016 SANDERS MORRIS HARRIS LLC (CRD#:20580) PASADENA, CA
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 10/14/2009 - 10/03/2014 STRATEGIC ADVISERS, INC. (CRD#:104555) PASADENA, CA
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 10/05/2009 - 10/03/2014 FIDELITY BROKERAGE SERVICES LLC (CRD#:7784) PASADENA, CA
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 06/01/2009 - 08/24/2009 MORGAN STANLEY SMITH BARNEY LLC (CRD#:149777) PASADENA, CA
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 06/01/2009 - 08/24/2009 MORGAN STANLEY SMITH BARNEY (CRD#:149777) PASADENA, CA
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 09/25/2003 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) PASADENA, CA
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 07/03/2003 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) PASADENA, CA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.