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Detailed Report
THOMAS JAMES KEECH
TJ KEECH
CRD#: 4453799
IA
Investment Adviser
B
Broker
RAYMOND JAMES & ASSOCIATES, INC.CRD#: 705 880 CARILLON PARKWAY
ST. PETERSBURG, FL 33716
Registration History
20022004200620082010201220142016201820202022202420262 FIRMS2005 - Present (19 years)BT. ROWE PRICE INVESTMENT SERVI... (CRD# 8348)2003 - 2005 (1 year)BNEW ENGLAND SECURITIES (CRD# 615)2002 - 2003 (1 year)IAT. ROWE PRICE ADVISORY SERVICE... (CRD# 108958)2004 - 2005 (<1 year)
License(s)

State Registrations

B
California 6/22/2005
IA
Florida 7/1/2005
B
Florida 6/21/2005

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705)
880 CARILLON PARKWAY, ST. PETERSBURG, FL 33716
Registered with this firm since 7/1/2005
B
RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705)
880 CARILLON PARKWAY, ST. PETERSBURG, FL 33716
Registered with this firm since 6/21/2005
Previous Registration(s)
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IA
 09/03/2004 - 06/07/2005 T. ROWE PRICE ADVISORY SERVICES, INC. (CRD#:108958) TAMPA, FL
B
 09/10/2003 - 06/07/2005 T. ROWE PRICE INVESTMENT SERVICES, INC. (CRD#:8348) BALTIMORE, MD
B
 03/18/2002 - 08/11/2003 NEW ENGLAND SECURITIES (CRD#:615) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.