Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
Angel Matos
ANGEL E MATOS, ANGEL EDUARDO MATOS, ANGEL MATOS
CRD#: 4453306
IA
Investment Adviser
B
Broker
BANKERS LIFE ADVISORY SERVICES, INC.CRD#: 281285 9301 CORBIN AVE SUITE 1000
NORTHRIDGE, CA 91324
BANKERS LIFE SECURITIES, INC.CRD#: 173962 9301 CORBIN AVE
SUITE 1000
NORTHRIDGE, CA 91324
Registration History
201320142015201620172018201920202021202220232024202520262 FIRMS2013 - 2015 (2 years)2 FIRMS2015 - 2018 (2 years)2 FIRMS2018 - 2021 (3 years)2 FIRMS2021 - 2024 (2 years)2 FIRMS2024 - Present (<1 year)
License(s)

State Registrations

B
California 10/30/2024
IA
California 10/30/2024

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
BANKERS LIFE ADVISORY SERVICES, INC. (CRD#:281285)
9301 CORBIN AVE SUITE 1000, NORTHRIDGE, CA 91324
Registered with this firm since 10/30/2024
B
BANKERS LIFE SECURITIES, INC. (CRD#:173962)
9301 CORBIN AVE SUITE 1000, NORTHRIDGE, CA 91324
Registered with this firm since 10/30/2024
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 10/15/2021 - 07/24/2024 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) Encino, CA
B
 10/15/2021 - 07/24/2024 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) Encino, CA
IA
 08/28/2018 - 10/26/2021 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) INGLEWOOD, CA
B
 08/27/2018 - 10/26/2021 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) INGLEWOOD, CA
IA
 09/08/2015 - 08/08/2018 J.P. MORGAN SECURITIES LLC (CRD#:79) WEST HOLLYWOOD,, CA
B
 09/08/2015 - 08/08/2018 J.P. MORGAN SECURITIES LLC (CRD#:79) WEST HOLLYWOOD,, CA
IA
 06/27/2013 - 08/14/2015 MORGAN STANLEY (CRD#:149777) BEVERLY HILLS, CA
B
 06/07/2013 - 08/14/2015 MORGAN STANLEY (CRD#:149777) BEVERLY HILLS, CA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.