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JENNIFER SUSAN ATEN
JENNIFER SUSAN LISS, JENNIFER LISS, JENNIFER SUSAN MARKLEY
CRD#: 4453157
IA
B
MORGAN STANLEYCRD#: 149777 300 Granite Run Drive
Suite 300
Lancaster, PA 17601
Suite 300
Lancaster, PA 17601
0
Disclosures
13
Years of Experience
View By:
State Registrations
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Alabama 12/15/2020
B
Mississippi 6/4/2018
B
Arizona 11/7/2019
B
New Jersey 6/4/2018
B
California 10/8/2020
B
New Mexico 12/15/2020
B
Connecticut 10/8/2020
B
New York 9/29/2020
B
Delaware 10/5/2018
B
North Carolina 6/8/2018
B
District of Columbia 12/15/2020
B
Ohio 6/5/2018
B
Florida 9/6/2018
B
Oklahoma 8/15/2018
B
Georgia 11/7/2019
B
Oregon 4/15/2019
B
Hawaii 2/5/2019
B
Pennsylvania 3/4/2016
B
Illinois 10/8/2020
IA
Pennsylvania 3/4/2016
B
Iowa 6/26/2019
B
Rhode Island 10/8/2020
B
Kansas 12/15/2020
B
South Carolina 5/22/2020
B
Kentucky 12/15/2020
B
Texas 10/8/2020
B
Maryland 10/5/2018
IA
Texas 10/12/2020
B
Massachusetts 10/8/2020
B
Virginia 6/7/2018
B
Michigan 10/8/2020
B
Wyoming 6/4/2018
SRO Registrations
B
B
B
B
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IA
Registered with this firm since 3/4/2016
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Registered with this firm since 3/4/2016
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 11/05/2015 - 01/29/2016 | MANHEIM, PA | |
B | 11/05/2015 - 01/29/2016 | MANHEIM, PA | |
IA | 01/21/2014 - 11/03/2015 | MANHEIM, PA | |
B | 01/24/2012 - 11/03/2015 | MANHEIM, PA | |
IA | 06/04/2013 - 01/21/2014 | MANHEIM, PA | |
B | 01/14/2002 - 08/09/2002 | APPLETON, WI |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.