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Detailed Report
LUIS FRANCISCO ROSA
CRD#: 4452803
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Investment Adviser
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Previous Broker
ORIGIN INVESTMENT ADVISORY LLCCRD#: 305353 2831 SAINT ROSE PKWY
SUITE 200
HENDERSON, NV 89052
Registration History
20022004200620082010201220142016201820202022202420262 FIRMS2015 - 2016 (1 year)2 FIRMS2016 - 2017 (1 year)IAORIGIN INVESTMENT ADVISORY LLC (CRD# 305353)2025 - Present (<1 year)IABUILD A BETTER FINANCIAL FUTUR... (CRD# 305490)2020 - Present (5 years)BGRODSKY ASSOCIATES, INC. (CRD# 29148)2012 - 2015 (2 years)BGRODSKY ASSOCIATES, INC. (CRD# 29148)2002 - 2010 (8 years)IARETIREMENT WEALTH ADVISORS, INC. (CRD# 137658)2017 - 2020 (2 years)IALPL FINANCIAL LLC (CRD# 6413)2016 - 2016 (<1 year)
License(s)

State Registrations

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California 6/17/2020
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New York 10/27/2021
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Nevada 4/16/2020
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Texas 8/17/2023
Current Registration(s)
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ORIGIN INVESTMENT ADVISORY LLC (CRD#:305353)
2831 SAINT ROSE PKWY SUITE 200, HENDERSON, NV 89052
Registered with this firm since 1/14/2025
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BUILD A BETTER FINANCIAL FUTURE LLC (CRD#:305490)
1055 East Colorado Blvd. 5th Floor, Pasadena, CA 91106
Registered with this firm since 4/16/2020
Previous Registration(s)
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 11/14/2017 - 04/30/2020 RETIREMENT WEALTH ADVISORS, INC. (CRD#:137658) HENDERSON, NV
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 06/07/2016 - 10/27/2017 HAYDEL, BIEL & ASSOCIATES (CRD#:152050) PASADENA, CA
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 06/03/2016 - 06/30/2017 ARETE WEALTH MANAGEMENT, LLC (CRD#:44856) HENDERSON, NV
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 02/27/2015 - 05/20/2016 LPL FINANCIAL LLC (CRD#:6413) WHITE PLAINS, NY
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 05/27/2015 - 05/17/2016 PRIVATE ADVISOR GROUP, LLC (CRD#:155216) WHITE PLAINS, NY
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 01/22/2016 - 02/12/2016 LPL FINANCIAL LLC (CRD#:6413) WHITE PLAINS, NY
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 05/04/2012 - 02/27/2015 GRODSKY ASSOCIATES, INC. (CRD#:29148) WEST ORANGE, NJ
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 01/07/2002 - 05/05/2010 GRODSKY ASSOCIATES, INC. (CRD#:29148) SOUTH ORANGE, NJ
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.