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VON DORCUS COOK II
CRD#: 4452218
IA
Investment Adviser
B
Broker
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.CRD#: 134139 1000 N. Ashley Dr
Tampa, FL 33602
CAMBRIDGE INVESTMENT RESEARCH, INC.CRD#: 39543 1000 N. Ashley Dr.
Suite 830
Tampa, FL 33602
Registration History
20022004200620082010201220142016201820202022202420262 FIRMS2001 - 2001 (<1 year)2 FIRMS2002 - 2002 (<1 year)2 FIRMS2005 - 2010 (4 years)2 FIRMS2010 - 2018 (8 years)2 FIRMS2018 - Present (6 years)BAXA ADVISORS, LLC (CRD# 6627)2002 - 2004 (1 year)IAAXA ADVISORS, LLC (CRD# 6627)2003 - 2004 (1 year)
License(s)

State Registrations

B
Alabama 7/13/2018

B
Montana 7/13/2018

B
Arizona 7/13/2018

B
Nebraska 7/13/2018

B
Arkansas 7/13/2018

B
Nevada 7/13/2018

B
California 7/13/2018

B
New Hampshire 7/13/2018

B
Colorado 7/13/2018

B
New Jersey 7/13/2018

B
Connecticut 7/13/2018

B
New Mexico 9/10/2021

B
Delaware 10/31/2019

B
New York 7/13/2018

B
District of Columbia 11/15/2018

B
North Carolina 7/13/2018

B
Florida 7/13/2018

B
North Dakota 10/3/2022

IA
Florida 7/18/2018

B
Ohio 7/13/2018

B
Georgia 7/13/2018

B
Oklahoma 9/5/2018

B
Hawaii 2/3/2022

B
Oregon 6/2/2022

B
Idaho 9/17/2021

B
Pennsylvania 7/13/2018

B
Illinois 7/13/2018

IA
Pennsylvania 7/13/2018

B
Indiana 7/13/2018

B
Puerto Rico 7/13/2018

B
Iowa 7/13/2018

B
Rhode Island 7/13/2018

B
Kansas 7/13/2018

B
South Carolina 7/13/2018

B
Kentucky 7/13/2018

B
South Dakota 7/13/2018

B
Louisiana 7/13/2018

B
Tennessee 1/28/2021

B
Maine 8/3/2022

B
Texas 7/13/2018

B
Maryland 7/13/2018

IA
Texas 7/15/2018

B
Massachusetts 7/13/2018

B
Utah 10/5/2021

B
Michigan 7/13/2018

B
Virginia 7/13/2018

B
Minnesota 7/13/2018

B
Washington 7/13/2018

B
Mississippi 3/26/2019

B
West Virginia 7/13/2018

B
Missouri 7/13/2018

B
Wisconsin 10/31/2019

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
B
CAMBRIDGE INVESTMENT RESEARCH, INC. (CRD#:39543)
1000 N. Ashley Dr. Suite 830, Tampa, FL 33602
Riverview, FL
Registered with this firm since 7/13/2018

IA
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. (CRD#:134139)
1000 N. Ashley Dr, Tampa, FL 33602
Riverview, FL
Registered with this firm since 7/13/2018

Previous Registration(s)
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IA
07/30/2010 - 07/16/2018 VOYA FINANCIAL ADVISORS, INC. (CRD#:2882) TAMPA, FL
B
07/29/2010 - 07/16/2018 VOYA FINANCIAL ADVISORS, INC. (CRD#:2882) TAMPA, FL
IA
11/04/2005 - 07/27/2010 ING FINANCIAL PARTNERS, INC (CRD#:2882) TAMPA, FL
B
09/20/2005 - 07/27/2010 ING FINANCIAL PARTNERS, INC. (CRD#:2882) TAMPA, FL
IA
01/14/2003 - 02/10/2004 AXA ADVISORS, LLC (CRD#:6627) TAMPA, FL
B
12/11/2002 - 02/10/2004 AXA ADVISORS, LLC (CRD#:6627) NEW YORK, NY
IA
02/12/2002 - 10/11/2002 MORGAN STANLEY (CRD#:7556) TAMPA, FL
B
02/12/2002 - 10/11/2002 MORGAN STANLEY DW INC. (CRD#:7556) PURCHASE, NY
B
11/12/2001 - 12/03/2001 AMERICAN EXPRESS FINANCIAL ADVISORS INC. (CRD#:6363) MINNEAPOLIS, MN
B
11/12/2001 - 12/03/2001 IDS LIFE INSURANCE COMPANY (CRD#:6321) MINNEAPOLIS, MN
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Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.