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Detailed Report
HEATH BURTON GREENWELL
CRD#: 4451889
IA
Investment Adviser
B
Broker
AMERIPRISE FINANCIAL SERVICES, LLCCRD#: 6363 2708 New Hartford Rd
OWENSBORO, KY 42303
Registration History
20022004200620082010201220142016201820202022202420262 FIRMS2001 - Present (23 years)BIDS LIFE INSURANCE COMPANY (CRD# 6321)2001 - 2006 (4 years)
License(s)

State Registrations

B
Alabama 8/7/2024
B
Michigan 1/22/2021
B
Arizona 9/18/2023
B
Minnesota 11/9/2023
B
Colorado 8/30/2017
B
Mississippi 7/25/2023
B
Connecticut 7/10/2023
B
Missouri 4/9/2019
B
Florida 5/15/2018
B
New York 8/26/2022
B
Georgia 5/9/2019
B
North Carolina 10/21/2009
B
Hawaii 11/4/2024
B
Ohio 2/28/2023
B
Illinois 1/15/2004
B
Oregon 10/16/2023
B
Indiana 10/4/2001
B
Tennessee 1/9/2003
IA
Indiana 10/5/2001
IA
Tennessee 10/28/2024
B
Kentucky 10/4/2001
B
Texas 1/27/2022
IA
Kentucky 9/17/2003
IA
Texas 1/28/2022
B
Maryland 10/22/2024
B
Washington 8/7/2024
B
Massachusetts 6/19/2007

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
2708 New Hartford Rd, OWENSBORO, KY 42303
Owensboro, KY
Registered with this firm since 10/5/2001
B
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
2708 New Hartford Rd, OWENSBORO, KY 42303
Owensboro, KY
Registered with this firm since 9/20/2001
Previous Registration(s)
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B
 09/20/2001 - 07/03/2006 IDS LIFE INSURANCE COMPANY (CRD#:6321) MINNEAPOLIS, MN
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.