Individual Firm
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CASSANDRA RUBIO DAVENPORT
CASSANDRA RUBIO
CRD#: 4451263
IA
B
VOYA FINANCIAL ADVISORS, INC.CRD#: 2882 7000 North Mopac Expressway
Suite 200
AUSTIN, TX 78731
Suite 200
AUSTIN, TX 78731
0
Disclosures
23
Years of Experience
View By:
State Registrations
B
Arkansas 4/16/2024
B
North Carolina 10/7/2021
B
California 2/10/2021
B
Oklahoma 7/19/2021
B
Florida 6/16/2021
B
Texas 1/3/2011
B
Idaho 2/10/2021
IA
Texas 1/3/2011
B
Indiana 6/28/2021
B
Utah 1/13/2022
B
Maryland 12/2/2024
B
Virginia 2/10/2021
B
New Mexico 10/9/2023
SRO Registrations
B
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IA
Registered with this firm since 1/3/2011
B
Registered with this firm since 1/3/2011
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 04/24/2003 - 01/03/2011 | AUSTIN, TX | |
B | 09/21/2001 - 01/03/2011 | AUSTIN, TX |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.