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SUZANNE PATRICIA R SPANO
SUZANNE PATRICIA RATELLE
CRD#: 4450863
IA
B
MORGAN STANLEYCRD#: 149777 1747 Pennsylvania Ave NW
Suite 900
Washington, DC 20006
Suite 900
Washington, DC 20006
0
Disclosures
23
Years of Experience
View By:
State Registrations
B
Alabama 3/7/2012
B
Montana 10/22/2018
B
Arizona 1/3/2012
B
Nebraska 8/9/2019
B
Arkansas 3/28/2023
B
Nevada 4/3/2023
B
California 1/3/2012
B
New Hampshire 1/3/2012
B
Colorado 6/10/2020
B
New Jersey 1/3/2012
B
Connecticut 1/3/2012
B
New York 6/1/2009
B
Delaware 1/3/2012
B
North Carolina 1/4/2012
B
District of Columbia 6/1/2009
B
Ohio 2/6/2015
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District of Columbia 6/1/2009
B
Oregon 1/3/2012
B
Florida 1/3/2012
B
Pennsylvania 1/3/2012
B
Georgia 8/19/2020
B
South Carolina 1/3/2012
B
Illinois 2/9/2021
B
Tennessee 9/14/2011
B
Iowa 9/7/2023
B
Texas 1/3/2012
B
Kansas 2/12/2019
IA
Texas 3/2/2012
B
Kentucky 8/19/2022
B
Utah 1/4/2023
B
Louisiana 12/12/2022
B
Vermont 7/14/2023
B
Maine 7/8/2022
B
Virginia 6/1/2009
B
Maryland 6/1/2009
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Virginia 2/14/2022
B
Massachusetts 1/3/2012
B
Washington 1/9/2023
B
Michigan 8/6/2012
B
West Virginia 8/10/2020
B
Minnesota 8/27/2010
B
Wyoming 12/24/2018
B
Missouri 10/2/2019
SRO Registrations
B
B
B
B
View Exams Passed by the individual in the detailed report
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IA
Registered with this firm since 6/1/2009
B
Registered with this firm since 6/1/2009
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 07/13/2007 - 06/01/2009 | WASHINGTON, DC | |
B | 06/04/2007 - 06/01/2009 | WASHINGTON, DC | |
B | 02/28/2005 - 04/30/2007 | RESTON, VA | |
B | 04/12/2004 - 03/01/2005 | RESTON, VA | |
B | 11/02/2001 - 03/10/2004 | CHICAGO, IL |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.