• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
Carl R Garrison
CARL RAY GARRISON
CRD#: 4450532
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 1207 WEST STATE STREET
ALLIANCE, OH 44601
Registration History
20022004200620082010201220142016201820202022202420262 FIRMS2013 - 2013 (<1 year)2 FIRMS2012 - Present (12 years)BCHASE INVESTMENT SERVICES CORP. (CRD# 25574)2005 - 2012 (7 years)BBANC ONE SECURITIES CORPORATION (CRD# 16999)2001 - 2005 (3 years)IACHASE INVESTMENT SERVICES CORP. (CRD# 25574)2007 - 2012 (5 years)
Disclosure(s)
View By:
11/25/2008
Customer Dispute
Closed-No Action
License(s)

State Registrations

B
Arizona 9/18/2017

B
Nevada 10/9/2015

B
California 1/10/2013

B
New Jersey 10/9/2015

B
Colorado 9/29/2021

B
New York 7/8/2020

B
Florida 10/1/2012

B
North Carolina 10/1/2012

B
Georgia 3/22/2016

B
North Dakota 10/23/2015

B
Hawaii 4/6/2017

B
Ohio 10/1/2012

B
Illinois 5/14/2019

IA
Ohio 10/1/2012

B
Indiana 10/9/2015

B
Pennsylvania 10/1/2012

B
Iowa 10/1/2012

B
South Carolina 10/2/2012

B
Kentucky 7/3/2017

B
Tennessee 10/1/2012

B
Maine 3/28/2023

B
Texas 10/1/2012

B
Maryland 10/9/2015

IA
Texas 9/20/2013

B
Massachusetts 3/24/2017

B
Virginia 10/1/2012

B
Michigan 10/23/2015

B
Washington 4/29/2014

B
Minnesota 3/16/2022

B
West Virginia 5/15/2023

SRO Registrations

B
BOX Exchange LLC

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe C2 Exchange, Inc.

B
Cboe EDGA Exchange, Inc.

B
Cboe EDGX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Investors' Exchange LLC

B
Long-Term Stock Exchange, Inc.

B
MEMX LLC

B
MIAX Emerald, LLC

B
MIAX PEARL, LLC

B
MIAX Sapphire

B
Miami International Securities Exchange, LLC

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
NYSE National, Inc.

B
Nasdaq BX, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq MRX, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
1207 WEST STATE STREET, ALLIANCE, OH 44601
Registered with this firm since 10/1/2012

B
J.P. MORGAN SECURITIES LLC (CRD#:79)
1207 WEST STATE STREET, ALLIANCE, OH 44601
Registered with this firm since 10/1/2012

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
02/06/2013 - 02/08/2013 EDWARD JONES (CRD#:250) LOUISVILLE, OH
B
02/01/2013 - 02/08/2013 EDWARD JONES (CRD#:250) LOUISVILLE, OH
IA
09/20/2007 - 10/01/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) ALLIANCE, OH
B
07/06/2005 - 10/01/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) ALLIANCE, OH
B
10/30/2001 - 07/06/2005 BANC ONE SECURITIES CORPORATION (CRD#:16999) CHICAGO, IL
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.