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Detailed Report
Chesley R Kasow
CHES KASOW, CHESLEY RAY KASOW
CRD#: 4450463
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 7427 FIFTH AVE.
BROOKLYN, NY 11209
Registration History
20022004200620082010201220142016201820202022202420262 FIRMS2003 - 2012 (9 years)2 FIRMS2012 - Present (12 years)BROYAL ALLIANCE ASSOCIATES, INC. (CRD# 23131)2003 - 2003 (<1 year)BMORGAN STANLEY DW INC. (CRD# 7556)2001 - 2002 (<1 year)
License(s)

State Registrations

B
Arizona 10/1/2012
B
Nevada 6/6/2024
B
California 10/1/2012
B
New Hampshire 10/1/2012
B
Colorado 5/16/2024
B
New Jersey 10/1/2012
B
Connecticut 10/1/2012
IA
New Jersey 6/7/2024
IA
Connecticut 10/1/2012
B
New York 10/1/2012
B
Delaware 6/6/2024
IA
New York 5/3/2021
B
District of Columbia 6/16/2017
B
North Carolina 8/22/2016
B
Florida 10/1/2012
B
Ohio 2/12/2019
B
Georgia 6/6/2024
B
Oregon 6/15/2022
B
Illinois 10/1/2012
B
Pennsylvania 10/1/2012
B
Indiana 5/23/2017
B
Puerto Rico 5/16/2018
B
Iowa 6/6/2024
B
South Carolina 12/23/2014
B
Louisiana 2/19/2025
B
South Dakota 3/8/2024
B
Maine 3/9/2022
B
Tennessee 10/25/2021
B
Maryland 10/1/2012
B
Texas 10/1/2012
B
Massachusetts 9/16/2015
IA
Texas 9/19/2013
B
Michigan 12/3/2019
B
Vermont 4/25/2023
B
Minnesota 3/13/2018
B
Virginia 10/1/2012
B
Mississippi 6/6/2024
B
Washington 6/8/2018
B
Montana 7/1/2019

SRO Registrations

B
 BOX Exchange LLC
B
 Cboe BYX Exchange, Inc.
B
 Cboe BZX Exchange, Inc.
B
 Cboe C2 Exchange, Inc.
B
 Cboe EDGA Exchange, Inc.
B
 Cboe EDGX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 Investors' Exchange LLC
B
 Long-Term Stock Exchange, Inc.
B
 MEMX LLC
B
 MIAX Emerald, LLC
B
 MIAX PEARL, LLC
B
 MIAX Sapphire
B
 Miami International Securities Exchange, LLC
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE Chicago, Inc.
B
 NYSE National, Inc.
B
 Nasdaq BX, Inc.
B
 Nasdaq GEMX, LLC
B
 Nasdaq ISE, LLC
B
 Nasdaq MRX, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
7427 FIFTH AVE., BROOKLYN, NY 11209
Registered with this firm since 10/1/2012
B
J.P. MORGAN SECURITIES LLC (CRD#:79)
7427 FIFTH AVE., BROOKLYN, NY 11209
Registered with this firm since 10/1/2012
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 07/21/2003 - 10/01/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) BROOKLYN, NY
B
 07/21/2003 - 10/01/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) BROOKLYN, NY
B
 03/11/2003 - 06/12/2003 ROYAL ALLIANCE ASSOCIATES, INC. (CRD#:23131) SCOTTSDALE, AZ
B
 11/20/2001 - 09/06/2002 MORGAN STANLEY DW INC. (CRD#:7556) PURCHASE, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.