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Detailed Report
MUI NHI VOONG
CRD#: 4448645
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 350 W COLORADO BLVD STE 390
[LC-RBO]
PASADENA, CA 91105
Registration History
20082010201220142016201820202022202420262 FIRMS2007 - 2011 (3 years)2 FIRMS2011 - Present (14 years)
License(s)

State Registrations

B
Alabama 2/6/2024
B
Nevada 1/3/2011
B
Alaska 10/20/2021
B
New Jersey 9/28/2017
B
Arizona 1/3/2011
B
New Mexico 1/3/2011
B
California 1/3/2011
B
New York 5/12/2011
IA
California 1/3/2011
B
North Carolina 3/26/2025
B
Florida 2/13/2013
B
Oregon 3/4/2025
B
Georgia 9/20/2019
B
South Dakota 5/26/2017
B
Idaho 1/3/2011
B
Tennessee 5/21/2018
B
Illinois 4/15/2021
B
Texas 1/3/2011
B
Massachusetts 11/2/2022
B
Utah 2/1/2011
B
Minnesota 3/11/2011
B
Virginia 5/12/2011
B
Missouri 9/28/2017
B
Washington 5/12/2011

SRO Registrations

B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
350 W COLORADO BLVD STE 390 [LC-RBO], PASADENA, CA 91105
Registered with this firm since 1/3/2011
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
350 W COLORADO BLVD STE 390 [LC-RBO], PASADENA, CA 91105
Registered with this firm since 1/3/2011
Previous Registration(s)
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IA
 10/22/2007 - 01/03/2011 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) PASADENA, CA
B
 05/18/2007 - 01/03/2011 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) PASADENA, CA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.