• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
BILLY RAY WILLIAMS
CRD#: 4447994
IA
Investment Adviser
B
Previous Broker
WILLIAMS FINANCIAL GROUPCRD#: 310008 2616-A DAUPHIN STREET
MOBILE, AL 36606
Registration History
2002200420062008201020122014201620182020202220242026IAWILLIAMS FINANCIAL GROUP (CRD# 310008)2020 - Present (4 years)BNYLIFE SECURITIES LLC (CRD# 5167)2001 - 2018 (16 years)IAAPTUS CAPITAL ADVISORS, LLC (CRD# 167626)2018 - 2020 (2 years)IAEAGLE STRATEGIES LLC (CRD# 110826)2003 - 2018 (14 years)
Disclosure(s)
View By:
10/1/2008
Customer Dispute
Settled
License(s)

State Registrations

IA
Alabama 9/28/2020

IA
Texas 9/4/2020

IA
Louisiana 9/29/2020

Current Registration(s)
IA
WILLIAMS FINANCIAL GROUP (CRD#:310008)
2616-A DAUPHIN STREET, MOBILE, AL 36606
Registered with this firm since 9/4/2020

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
01/09/2018 - 09/28/2020 APTUS CAPITAL ADVISORS, LLC (CRD#:167626) MOBILE, AL
IA
09/24/2003 - 01/09/2018 EAGLE STRATEGIES LLC (CRD#:110826) MOBILE, AL
B
10/16/2001 - 01/09/2018 NYLIFE SECURITIES LLC (CRD#:5167) MOBILE, AL
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.