Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
KEVIN MICHAEL SAVAGE
CRD#: 4447776
IA
Investment Adviser
B
Broker
D.A. DAVIDSON & CO.CRD#: 199 301 NORTH LAKE
SUITE 800
PASADENA, CA 91101
Registration History
20022004200620082010201220142016201820202022202420262 FIRMS2003 - 2024 (21 years)2 FIRMS2024 - Present (<1 year)BMORGAN STANLEY DW INC. (CRD# 7556)2001 - 2002 (1 year)
License(s)

State Registrations

B
Arizona 10/10/2024
B
Nevada 10/10/2024
B
California 10/10/2024
B
New Hampshire 10/10/2024
IA
California 10/11/2024
B
New Mexico 10/10/2024
B
District of Columbia 10/10/2024
B
New York 10/10/2024
B
Florida 10/10/2024
B
North Carolina 10/10/2024
B
Georgia 10/10/2024
B
Oregon 10/10/2024
B
Idaho 10/10/2024
B
Texas 10/10/2024
B
Iowa 10/10/2024
IA
Texas 10/10/2024
B
Kansas 10/10/2024
B
Utah 10/10/2024
B
Maryland 10/10/2024
B
Washington 10/10/2024
B
Michigan 10/10/2024
B
Wisconsin 10/10/2024
B
Minnesota 10/10/2024

SRO Registrations

B
 FINRA
B
 Nasdaq Stock Market

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
D.A. DAVIDSON & CO. (CRD#:199)
301 NORTH LAKE SUITE 800, PASADENA, CA 91101
Registered with this firm since 10/10/2024
B
D.A. DAVIDSON & CO. (CRD#:199)
301 NORTH LAKE SUITE 800, PASADENA, CA 91101
Registered with this firm since 10/10/2024
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 06/13/2003 - 10/18/2024 LPL FINANCIAL LLC (CRD#:6413) BURBANK, CA
B
 06/13/2003 - 10/18/2024 LPL FINANCIAL LLC (CRD#:6413) BURBANK, CA
B
 10/15/2001 - 10/03/2002 MORGAN STANLEY DW INC. (CRD#:7556) PURCHASE, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.