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Detailed Report
Rebecca Ann Leary
REBECCA ANN PEASE
CRD#: 4447560
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 4890 West Kennedy Boulevard Suite 700
Tampa, FL 33609
Registration History
2004200620082010201220142016201820202022202420262 FIRMS2016 - 2018 (2 years)2 FIRMS2018 - Present (6 years)BMETLIFE SECURITIES INC. (CRD# 14251)2014 - 2016 (1 year)BNEW ENGLAND SECURITIES (CRD# 615)2014 - 2015 (<1 year)BNEW ENGLAND SECURITIES (CRD# 615)2003 - 2014 (11 years)IANEW ENGLAND SECURITIES CORPORATION (CRD# 615)2012 - 2014 (2 years)
License(s)

State Registrations

B
Alabama 2/12/2021
B
Nebraska 3/15/2019
B
Alaska 2/12/2021
B
Nevada 3/15/2019
B
Arizona 2/12/2021
B
New Hampshire 2/12/2021
B
Arkansas 3/15/2019
B
New Jersey 2/12/2021
B
California 2/12/2021
B
New Mexico 3/15/2019
B
Colorado 2/12/2021
B
New York 2/12/2021
B
Connecticut 2/12/2021
B
North Carolina 3/15/2019
B
Delaware 2/12/2021
B
North Dakota 3/15/2019
B
District of Columbia 2/12/2021
B
Ohio 2/15/2021
B
Florida 7/12/2018
B
Oklahoma 2/12/2021
IA
Florida 7/13/2018
B
Oregon 2/12/2021
B
Georgia 7/12/2018
B
Pennsylvania 2/12/2021
B
Hawaii 2/12/2021
B
Puerto Rico 3/15/2019
B
Idaho 2/12/2021
B
Rhode Island 3/15/2019
B
Illinois 3/15/2019
B
South Carolina 3/15/2019
B
Indiana 3/15/2019
B
South Dakota 3/15/2019
B
Iowa 2/12/2021
B
Tennessee 2/12/2021
B
Kansas 2/12/2021
B
Texas 3/15/2019
B
Kentucky 2/12/2021
IA
Texas 4/23/2020
B
Louisiana 2/12/2021
B
Utah 3/15/2019
B
Maine 2/12/2021
B
Vermont 2/12/2021
B
Maryland 2/12/2021
B
Virgin Islands 2/12/2021
B
Massachusetts 3/11/2019
B
Virginia 2/12/2021
B
Michigan 2/12/2021
B
Washington 3/15/2019
B
Minnesota 3/15/2019
B
West Virginia 2/12/2021
B
Mississippi 3/15/2019
B
Wisconsin 3/15/2019
B
Missouri 2/12/2021
B
Wyoming 2/12/2021
B
Montana 2/12/2021

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
4890 West Kennedy Boulevard Suite 700, Tampa, FL 33609
4114 Woodlands Parkway Suite 200, Palm Harbor, FL 34685
Registered with this firm since 7/13/2018
B
MORGAN STANLEY (CRD#:149777)
4890 West Kennedy Boulevard Suite 700, Tampa, FL 33609
4114 Woodlands Parkway Suite 200, Palm Harbor, FL 34685
Registered with this firm since 7/12/2018
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 02/05/2016 - 04/24/2018 INVEST FINANCIAL CORPORATION (CRD#:12984) APPLETON, WI
B
 02/01/2016 - 04/24/2018 INVEST FINANCIAL CORPORATION (CRD#:12984) APPLETON, WI
B
 08/08/2014 - 01/29/2016 METLIFE SECURITIES INC. (CRD#:14251) ORLANDO, FL
B
 08/20/2014 - 01/02/2015 NEW ENGLAND SECURITIES (CRD#:615) ORLANDO, FL
IA
 02/15/2012 - 08/13/2014 NEW ENGLAND SECURITIES CORPORATION (CRD#:615) WEST HARTFORD, CT
B
 04/08/2003 - 08/13/2014 NEW ENGLAND SECURITIES (CRD#:615) WEST HARTFORD, CT
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.