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Detailed Report
EDWARD ANDREW O'NEILL
EDWARD ANDREW ONEIL
CRD#: 4447239
IA
Investment Adviser
B
Broker
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 1400 OLD COUNTRY RD
SUITE 316
WESTBURY, NY 11590
CETERA FINANCIAL SPECIALISTS LLCCRD#: 10358 1400 OLD COUNTRY ROAD
SUITE 316
WESTBURY, NY 11590
Registration History
2002200420062008201020122014201620182020202220242026IACETERA INVESTMENT ADVISERS LLC (CRD# 105644)2021 - Present (4 years)BCETERA FINANCIAL SPECIALISTS LLC (CRD# 10358)2004 - Present (21 years)BHOCHMAN & BAKER SECURITIES, INC. (CRD# 19949)2001 - 2004 (2 years)
License(s)

State Registrations

B
Arizona 1/4/2016
B
New York 4/1/2004
B
Colorado 7/24/2017
IA
New York 4/12/2021
B
Connecticut 9/24/2008
B
North Carolina 1/9/2015
B
Florida 12/3/2004
B
Pennsylvania 6/1/2022
B
Georgia 8/21/2006
B
South Carolina 5/17/2022
B
Maryland 4/1/2004
B
Texas 4/20/2016
B
New Jersey 9/17/2019
IA
Texas 3/30/2022
B
New Mexico 9/17/2019
B
Virginia 5/26/2004

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CETERA INVESTMENT ADVISERS LLC (CRD#:105644)
1400 OLD COUNTRY RD SUITE 316, WESTBURY, NY 11590
Registered with this firm since 4/12/2021
B
CETERA FINANCIAL SPECIALISTS LLC (CRD#:10358)
1400 OLD COUNTRY ROAD SUITE 316, WESTBURY, NY 11590
Registered with this firm since 4/1/2004
Previous Registration(s)
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B
 11/30/2001 - 09/15/2004 HOCHMAN & BAKER SECURITIES, INC. (CRD#:19949) STAMFORD, CT
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.