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KY LANCE FISER
CRD#: 4446814
IA
Investment Adviser
B
Broker
AMERIPRISE FINANCIAL SERVICES, LLCCRD#: 6363 4144 N Central Expy Ste 538
Dallas, TX 75204
Registration History
20022004200620082010201220142016201820202022202420262 FIRMS2001 - 2012 (10 years)2 FIRMS2012 - 2017 (5 years)2 FIRMS2017 - Present (7 years)BIDS LIFE INSURANCE COMPANY (CRD# 6321)2001 - 2006 (4 years)
Disclosure(s)
View By:
7/5/2006
Customer Dispute
Settled
License(s)

State Registrations

B
Alabama 8/4/2017

B
Michigan 8/4/2017

B
Arizona 8/4/2017

B
Minnesota 8/4/2017

B
Arkansas 8/4/2017

B
Missouri 8/4/2017

B
California 8/4/2017

B
Nebraska 7/14/2023

B
Colorado 8/4/2017

B
Nevada 8/18/2020

B
Connecticut 1/21/2025

B
New Mexico 8/4/2017

B
Delaware 8/6/2018

B
North Carolina 8/4/2017

B
Florida 8/4/2017

B
Ohio 9/18/2019

B
Georgia 8/4/2017

B
Oklahoma 8/4/2017

B
Hawaii 8/4/2017

B
Oregon 3/11/2021

B
Idaho 8/4/2017

B
Pennsylvania 1/4/2018

B
Illinois 9/17/2018

B
South Carolina 8/4/2017

B
Indiana 8/4/2017

B
Tennessee 8/4/2017

B
Kansas 2/14/2020

B
Texas 8/4/2017

B
Maryland 8/4/2017

IA
Texas 8/4/2017

B
Massachusetts 8/15/2017

B
Washington 8/4/2017

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
4144 N Central Expy Ste 538, Dallas, TX 75204
Dallas, TX
Registered with this firm since 8/4/2017

B
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
4144 N Central Expy Ste 538, Dallas, TX 75204
Dallas, TX
Registered with this firm since 8/4/2017

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
07/19/2012 - 08/04/2017 WFG ADVISORS, LP (CRD#:125073) DALLAS, TX
B
07/19/2012 - 08/04/2017 WFG INVESTMENTS, INC. (CRD#:22704) Dallas, TX
IA
10/12/2001 - 07/20/2012 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) PLANO, TX
B
09/26/2001 - 07/20/2012 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) PLANO, TX
B
09/26/2001 - 07/03/2006 IDS LIFE INSURANCE COMPANY (CRD#:6321) MINNEAPOLIS, MN
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.