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JOHN M DAVILA
CRD#: 4446781
IA
B
HIGHPOINT PLANNING PARTNERSCRD#: 316636 1807 DIEHL ROAD
SUITE 105M
NAPERVILLE, IL 60563
SUITE 105M
NAPERVILLE, IL 60563
LPL FINANCIAL LLCCRD#: 6413 1807 W DIEHL RD #105M
NAPERVILLE, IL 60563-1890
NAPERVILLE, IL 60563-1890
0
Disclosures
23
Years of Experience
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State Registrations
B
Arizona 11/13/2020
B
Michigan 7/23/2020
B
California 11/9/2018
B
Minnesota 12/7/2020
B
Colorado 1/6/2021
B
Missouri 1/30/2019
B
Connecticut 12/22/2020
B
Nevada 12/3/2020
B
District of Columbia 8/17/2021
B
New Mexico 2/27/2024
B
Florida 3/25/2019
B
New York 1/25/2021
B
Georgia 9/29/2020
B
North Carolina 1/4/2024
B
Illinois 9/8/2009
B
Ohio 4/16/2020
IA
Illinois 9/9/2021
B
Pennsylvania 11/10/2020
B
Indiana 3/24/2011
B
South Carolina 10/19/2021
B
Iowa 2/16/2023
B
Tennessee 4/19/2023
B
Kansas 9/8/2009
B
Texas 10/7/2010
B
Kentucky 10/19/2021
IA
Texas 11/1/2021
B
Louisiana 10/19/2021
B
Vermont 3/2/2021
B
Maryland 3/2/2021
B
Virginia 3/22/2021
B
Massachusetts 8/24/2020
B
Wisconsin 1/12/2021
SRO Registrations
B
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IA
Registered with this firm since 11/1/2021
IA
Registered with this firm since 9/9/2021
B
Registered with this firm since 9/8/2009
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 03/24/2016 - 12/31/2021 | Naperville, IL | |
IA | 09/08/2009 - 09/08/2016 | NORTHFIELD, IL | |
IA | 06/26/2008 - 09/08/2009 | BOSTON, MA | |
B | 06/26/2008 - 09/08/2009 | BOSTON, MA | |
B | 09/25/2001 - 07/03/2008 | SCHAUMBURG, IL | |
B | 09/25/2001 - 01/01/2002 | MILWAUKEE, WI |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.