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Detailed Report
ERIC NEAL ARMAS
CRD#: 4446684
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 1747 Pennsylvania Ave NW
Suite 900
Washington, DC 20006
Registration History
2004200620082010201220142016201820202022202420262 FIRMS2011 - 2013 (2 years)2 FIRMS2014 - Present (10 years)BEXOS SECURITIES, LLC (CRD# 147909)2010 - 2011 (1 year)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2003 - 2010 (6 years)IAMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2004 - 2010 (5 years)
License(s)

State Registrations

B
Alabama 8/29/2014
B
Nebraska 8/29/2014
B
Alaska 8/29/2014
B
Nevada 8/29/2014
B
Arizona 8/29/2014
B
New Hampshire 8/29/2014
B
Arkansas 8/29/2014
B
New Jersey 8/29/2014
B
California 8/29/2014
B
New Mexico 8/29/2014
B
Colorado 8/29/2014
B
New York 8/29/2014
B
Connecticut 8/29/2014
B
North Carolina 9/2/2014
B
Delaware 8/29/2014
B
North Dakota 8/29/2014
B
District of Columbia 8/19/2014
B
Ohio 9/2/2014
IA
District of Columbia 8/21/2014
B
Oklahoma 8/29/2014
B
Florida 8/29/2014
B
Oregon 8/29/2014
B
Georgia 8/29/2014
B
Pennsylvania 8/29/2014
B
Hawaii 8/29/2014
B
Puerto Rico 8/29/2014
B
Idaho 8/29/2014
B
Rhode Island 8/29/2014
B
Illinois 8/29/2014
B
South Carolina 8/29/2014
B
Indiana 8/29/2014
B
South Dakota 8/29/2014
B
Iowa 8/29/2014
B
Tennessee 8/29/2014
B
Kansas 8/29/2014
B
Texas 8/29/2014
B
Kentucky 8/29/2014
IA
Texas 4/23/2020
B
Louisiana 8/29/2014
B
Utah 8/29/2014
B
Maine 8/29/2014
B
Vermont 8/29/2014
B
Maryland 8/29/2014
B
Virgin Islands 8/29/2014
B
Massachusetts 8/29/2014
B
Virginia 8/19/2014
B
Michigan 8/29/2014
B
Washington 8/29/2014
B
Minnesota 8/29/2014
B
West Virginia 8/29/2014
B
Mississippi 8/29/2014
B
Wisconsin 8/29/2014
B
Missouri 8/29/2014
B
Wyoming 8/29/2014
B
Montana 8/29/2014

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
1747 Pennsylvania Ave NW Suite 900, Washington, DC 20006
Registered with this firm since 8/21/2014
B
MORGAN STANLEY (CRD#:149777)
1747 Pennsylvania Ave NW Suite 900, Washington, DC 20006
Registered with this firm since 8/19/2014
Previous Registration(s)
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IA
 11/07/2011 - 12/17/2013 UBS FINANCIAL SERVICES INC. (CRD#:8174) SAN FRANCISCO, CA
B
 11/07/2011 - 12/17/2013 UBS FINANCIAL SERVICES INC. (CRD#:8174) SAN FRANCISCO, CA
B
 01/04/2010 - 10/10/2011 EXOS SECURITIES, LLC (CRD#:147909) CHICAGO, IL
IA
 04/19/2004 - 01/12/2010 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) SAN FRANCISCO, CA
B
 11/06/2003 - 01/12/2010 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) SAN FRANCISCO, CA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.