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CLIENT ALLEGES THAT DUE TO MR. SEDER'S NEGLIGENCE AND LACK OF FOLLOW UP WITHIN NOT TRANSFERRING HIS VARIABLE LIFE INSURANCE POLICY FROM AMERICAN EXPRESS FINANCIAL TO A NEW ENGLAND SECURITIES HE LOST $5,000.00.
Damage Amount Requested
$5,000.00
Broker Comment
MR. SEDER VIGOROUSLY DISPUTES THE ALLEGATIONS MADE BY THE CLIENT. MR. SEDER MADE NUMEROUS ATTEMPTS TO FOLLOW UP WITH THE CLIENT REGARDING HIS 1035 EXCHANGE. MR. SEDER HAS BOTH WRITTEN AND EMAIL DOCUMENTATION DETAILING NUMEROUS ATTEMPTS TO FOLLOW UP WITH THE CLIENT. THE CLIENT'S LACK OF ATTENTION TO THIS MATTER RESULTED IN THE 1035 EXCHANGE NOT BEING PROCESSED.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.