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Caroline Mira Lee Perry
CAROLINE MIRA LEE, CAROLINE LEE PERRY, CAROLINE M. LEE PERRY
CRD#: 4445035
IA
Investment Adviser
B
Broker
MML INVESTORS SERVICES, LLCCRD#: 10409 5885 MEADOWS ROAD
SUITE 850
LAKE OSWEGO, OR 97035
Registration History
20022004200620082010201220142016201820202022202420262 FIRMS2007 - 2008 (<1 year)2 FIRMS2008 - 2022 (14 years)2 FIRMS2024 - Present (<1 year)BUBS PAINEWEBBER INC. (CRD# 8174)2001 - 2003 (1 year)
License(s)

State Registrations

B
Arizona 12/3/2024

B
Oregon 12/3/2024

IA
Arizona 12/4/2024

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MML INVESTORS SERVICES, LLC (CRD#:10409)
5885 MEADOWS ROAD SUITE 850, LAKE OSWEGO, OR 97035
Registered with this firm since 12/4/2024

B
MML INVESTORS SERVICES, LLC (CRD#:10409)
5885 MEADOWS ROAD SUITE 850, LAKE OSWEGO, OR 97035
Registered with this firm since 11/27/2024

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
04/22/2008 - 12/07/2022 VOYA FINANCIAL PARTNERS, LLC (CRD#:34815) TUALATIN, OR
B
04/22/2008 - 12/07/2022 VOYA FINANCIAL PARTNERS, LLC (CRD#:34815) WINDSOR, CT
IA
08/09/2007 - 04/01/2008 STANCORP INVESTMENT ADVISERS, INC. (CRD#:110228) PORTLAND, OR
B
12/13/2007 - 03/10/2008 STANCORP EQUITIES, INC. (CRD#:19517) PORTLAND, OR
B
10/22/2001 - 04/30/2003 UBS PAINEWEBBER INC. (CRD#:8174) WEEHAWKEN, NJ
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.