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Detailed Report
ADAM DANIEL GALLEGOS
CRD#: 4444399
IA
Investment Adviser
B
Broker
THE FOUNDATION INVESTMENT GROUPCRD#: 318369 3466 MT. DIABLO BLVD.
SUITE C-201
LAFAYETTE, CA 94549
CHAUNER SECURITIES, INC.CRD#: 10075 3466 MOUNT DIABLO BOULEVARD
SUITE C201
LAFAYETTE, CA 94549
Registration History
20022004200620082010201220142016201820202022202420262 FIRMS2017 - 2021 (3 years)2 FIRMS2021 - 2022 (1 year)2 FIRMS2022 - Present (3 years)BCAREY FINANCIAL, LLC (CRD# 15246)2016 - 2017 (<1 year)BALTEGRIS INVESTMENTS, LLC (CRD# 8258)2009 - 2016 (7 years)BQUASAR DISTRIBUTORS, LLC (CRD# 103848)2004 - 2008 (4 years)BBISYS FUND SERVICES LIMITED PA... (CRD# 15634)2001 - 2004 (2 years)BLINSCO/PRIVATE LEDGER CORP. (CRD# 6413)2001 - 2001 (<1 year)
License(s)

State Registrations

IA
California 3/3/2022
B
Minnesota 3/30/2022
B
California 3/6/2022
B
Nebraska 1/11/2024
B
Connecticut 3/6/2022
B
New Mexico 9/25/2024
B
Florida 3/15/2022
B
North Carolina 1/11/2024
B
Georgia 3/18/2022
B
Tennessee 3/28/2022
B
Illinois 3/6/2022
IA
Texas 3/7/2022
B
Indiana 1/29/2024
B
Virginia 12/17/2024
B
Massachusetts 3/28/2022
B
Washington 2/28/2025
B
Michigan 12/19/2023

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
B
CHAUNER SECURITIES, INC. (CRD#:10075)
3466 MOUNT DIABLO BOULEVARD SUITE C201, LAFAYETTE, CA 94549
3466 Mount Diablo Blvd, Suite C201, Lafayette, CA 94549
Registered with this firm since 3/6/2022
IA
THE FOUNDATION INVESTMENT GROUP (CRD#:318369)
3466 MT. DIABLO BLVD. SUITE C-201, LAFAYETTE, CA 94549
Registered with this firm since 3/3/2022
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 02/03/2021 - 03/03/2022 GLOBAL ASSETS ADVISORY, LLC (CRD#:300460) LAFAYETTE, CA
B
 02/03/2021 - 03/03/2022 INTERNATIONAL ASSETS ADVISORY, LLC (CRD#:10645) LAFAYETTE, CA
IA
 10/12/2017 - 02/02/2021 COMMONWEALTH FINANCIAL NETWORK (CRD#:8032) Lafayette, CA
B
 10/12/2017 - 02/02/2021 COMMONWEALTH FINANCIAL NETWORK (CRD#:8032) Lafayette, CA
B
 09/29/2016 - 07/27/2017 CAREY FINANCIAL, LLC (CRD#:15246) NEW YORK, NY
B
 01/13/2009 - 09/22/2016 ALTEGRIS INVESTMENTS, LLC (CRD#:8258) LA JOLLA, CA
B
 10/12/2004 - 12/31/2008 QUASAR DISTRIBUTORS, LLC (CRD#:103848) PORTLAND, ME
B
 10/12/2001 - 09/27/2004 BISYS FUND SERVICES LIMITED PARTNERSHIP (CRD#:15634) PORTLAND, ME
B
 09/07/2001 - 10/08/2001 LINSCO/PRIVATE LEDGER CORP. (CRD#:6413) FORT MILL, SC
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.