Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
SARAH E ROBINSON
SARAH E ROBINSON
CRD#: 4443947
IA
Investment Adviser
B
Broker
AVANTAX ADVISORY SERVICESCRD#: 104556 230 Holly Ave
Brewster, MA 02631
AVANTAX INVESTMENT SERVICES, INC.CRD#: 13686 BREWSTER, MA
Registration History
2002200420062008201020122014201620182020202220242026IAAVANTAX ADVISORY SERVICES (CRD# 104556)2004 - Present (20 years)BAVANTAX INVESTMENT SERVICES, INC. (CRD# 13686)2001 - Present (23 years)
License(s)

State Registrations

B
California 11/17/2011
B
Massachusetts 10/24/2001
B
Connecticut 10/30/2002
IA
Massachusetts 8/17/2004

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
AVANTAX ADVISORY SERVICES (CRD#:104556)
230 Holly Ave, Brewster, MA 02631
Registered with this firm since 8/17/2004
B
AVANTAX INVESTMENT SERVICES, INC. (CRD#:13686)
BREWSTER, MA
Registered with this firm since 10/24/2001
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.