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Detailed Report
ELSA SAJCHE MUNIZ
ELSA CAROLINA MUNIZ, ELSA CAROLINA SAJCHE
CRD#: 4443838
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 2800 Post Oak Boulevard
Suite 3200
Houston, TX 77056
Registration History
2002200420062008201020122014201620182020202220242026IAMORGAN STANLEY (CRD# 149777)2022 - Present (2 years)BMORGAN STANLEY (CRD# 149777)2009 - Present (15 years)BCITIGROUP GLOBAL MARKETS INC. (CRD# 7059)2008 - 2009 (1 year)BLPL FINANCIAL CORPORATION (CRD# 6413)2002 - 2008 (5 years)BUBS PAINEWEBBER INC. (CRD# 8174)2001 - 2002 (<1 year)
License(s)

State Registrations

B
Alabama 4/5/2016
B
Montana 1/10/2020
B
Arizona 8/20/2013
B
Nevada 3/12/2019
B
Arkansas 9/1/2020
B
New Jersey 1/10/2020
B
California 8/20/2013
B
New Mexico 8/20/2013
B
Colorado 8/20/2013
B
New York 8/20/2013
B
Connecticut 11/9/2017
B
North Carolina 4/7/2016
B
Delaware 2/26/2018
B
Oklahoma 8/20/2013
B
District of Columbia 8/20/2013
B
Oregon 4/5/2016
B
Florida 8/20/2013
B
Pennsylvania 1/10/2020
B
Georgia 4/5/2016
B
Puerto Rico 1/10/2020
B
Idaho 4/17/2024
B
Rhode Island 1/10/2020
B
Illinois 1/10/2020
B
South Carolina 4/4/2016
B
Iowa 11/1/2022
B
South Dakota 1/10/2020
B
Kansas 8/20/2013
B
Texas 6/1/2009
B
Louisiana 4/4/2016
IA
Texas 11/1/2022
B
Maryland 4/5/2016
B
Utah 1/10/2020
B
Massachusetts 1/10/2020
B
Vermont 10/3/2019
B
Michigan 8/20/2013
B
Virginia 8/20/2013
B
Minnesota 8/20/2013
B
Wisconsin 5/29/2024
B
Mississippi 4/5/2016
B
Wyoming 1/10/2020
B
Missouri 8/20/2013

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
2800 Post Oak Boulevard Suite 3200, Houston, TX 77056
Registered with this firm since 11/1/2022
B
MORGAN STANLEY (CRD#:149777)
2800 Post Oak Boulevard Suite 3200, Houston, TX 77056
Registered with this firm since 6/1/2009
Previous Registration(s)
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B
 04/03/2008 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) HOUSTON, TX
B
 09/18/2002 - 03/03/2008 LPL FINANCIAL CORPORATION (CRD#:6413) HOUSTON, TX
B
 11/02/2001 - 08/28/2002 UBS PAINEWEBBER INC. (CRD#:8174) WEEHAWKEN, NJ
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.