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TIMOTHY SCOTT AJA
CRD#: 4443823
IA
Investment Adviser
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Previous Broker
AJA FINANCIAL LLCCRD#: 307409 OPELIKA, AL
Registration History
2018201920202021202220232024202520262 FIRMS2018 - 2019 (1 year)2 FIRMS2019 - 2020 (<1 year)IAAJA FINANCIAL LLC (CRD# 307409)2020 - Present (4 years)BCETERA ADVISOR NETWORKS LLC (CRD# 13572)2019 - 2019 (<1 year)
License(s)

State Registrations

IA
Alabama 5/5/2020

Current Registration(s)
IA
AJA FINANCIAL LLC (CRD#:307409)
OPELIKA, AL
Registered with this firm since 5/5/2020

Previous Registration(s)
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IA
10/02/2019 - 04/29/2020 ARBOR POINT ADVISORS (CRD#:165127) AUBURN, AL
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10/02/2019 - 04/29/2020 SECURITIES AMERICA, INC. (CRD#:10205) AUBURN, AL
IA
04/18/2018 - 11/22/2019 CETERA INVESTMENT ADVISERS LLC (CRD#:105644) AUBURN, AL
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09/20/2019 - 10/23/2019 CETERA ADVISOR NETWORKS LLC (CRD#:13572) AUBURN, AL
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03/01/2018 - 09/20/2019 SUMMIT BROKERAGE SERVICES, INC. (CRD#:34643) AUBURN, AL
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Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.