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JOHN FULTON HARGRAVES
JOHN FULTON HARGRAVES III, TRIP HARGRAVES, JOHN FULTON HARGRAVES III
CRD#: 4443581
IA
Investment Adviser
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Broker
INTEGRITY ALLIANCE, LLCCRD#: 139627 Middleburg, FL
Registration History
20022004200620082010201220142016201820202022202420262 FIRMS2001 - 2003 (1 year)2 FIRMS2004 - 2005 (<1 year)2 FIRMS2005 - 2009 (4 years)2 FIRMS2009 - 2010 (<1 year)2 FIRMS2010 - 2011 (<1 year)2 FIRMS2017 - 2019 (2 years)2 FIRMS2019 - Present (5 years)BVALIC FINANCIAL ADVISORS, INC. (CRD# 42803)2015 - 2016 (1 year)BSTATE FARM VP MANAGEMENT CORP. (CRD# 43036)2013 - 2015 (2 years)BGREAT AMERICAN ADVISORS, INC. (CRD# 36451)2003 - 2004 (<1 year)IAVALIC FINANCIAL ADVISORS, INC. (CRD# 42803)2016 - 2016 (<1 year)IAGREAT AMERICAN ADVISORS, INC. (CRD# 36451)2004 - 2004 (<1 year)
Disclosure(s)
View By:
2/3/2005
Customer Dispute
Closed-No Action
License(s)

State Registrations

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Florida 4/30/2019

IA
Florida 4/30/2019

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
INTEGRITY ALLIANCE, LLC (CRD#:139627)
Middleburg, FL
Registered with this firm since 4/30/2019

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INTEGRITY ALLIANCE, LLC. (CRD#:139627)
Middleburg, FL
Registered with this firm since 4/15/2019

Previous Registration(s)
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02/02/2017 - 04/29/2019 J. W. COLE ADVISORS, INC. (CRD#:112294) Gainesville, FL
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01/06/2017 - 04/29/2019 J.W. COLE FINANCIAL, INC. (CRD#:124583) GAINESVILLE, FL
IA
04/26/2016 - 12/01/2016 VALIC FINANCIAL ADVISORS, INC. (CRD#:42803) JACKSONVILLE, FL
B
09/22/2015 - 12/01/2016 VALIC FINANCIAL ADVISORS, INC. (CRD#:42803) JACKSONVILLE, FL
B
01/02/2013 - 10/06/2015 STATE FARM VP MANAGEMENT CORP. (CRD#:43036) BLOOMINGTON, IL
IA
10/28/2010 - 02/08/2011 METLIFE SECURITIES INC. (CRD#:14251) ORLANDO, FL
B
10/25/2010 - 02/08/2011 METLIFE SECURITIES INC. (CRD#:14251) ORLANDO, FL
IA
12/22/2009 - 08/30/2010 LPL FINANCIAL CORPORATION (CRD#:6413) JACKSONVILLE, FL
B
12/15/2009 - 08/30/2010 LPL FINANCIAL CORPORATION (CRD#:6413) JACKSONVILLE, FL
IA
08/09/2005 - 09/22/2009 VALIC FINANCIAL ADVISORS, INC. (CRD#:42803) JACKSONVILLE, FL
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08/10/2005 - 09/22/2009 VALIC FINANCIAL ADVISORS, INC. (CRD#:42803) HOUSTON, TX
IA
10/19/2004 - 01/05/2005 MERRILL LYNCH PIERCE FENNER & SMITH INC. (CRD#:7691) JACKSONVILLE, FL
B
10/14/2004 - 01/05/2005 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEW YORK, NY
IA
02/17/2004 - 05/14/2004 GREAT AMERICAN ADVISORS, INC. (CRD#:36451) JACKSONVILLE, FL
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06/19/2003 - 05/14/2004 GREAT AMERICAN ADVISORS, INC. (CRD#:36451) CINCINNATI, OH
IA
09/25/2001 - 04/25/2003 AXA ADVISORS, LLC (CRD#:6627) JACKSONVILLE, FL
B
09/24/2001 - 04/25/2003 AXA ADVISORS, LLC (CRD#:6627) NEW YORK, NY
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Broker
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Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.