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JOHN PATRICK JONAS
CRD#: 4442901
IA
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GREAT VALLEY ADVISOR GROUP, INC.CRD#: 123913 325 N Corporate Drive
Suite 120
Brookfield, WI 53045
Suite 120
Brookfield, WI 53045
LPL FINANCIAL LLCCRD#: 6413 325 N. CORPORATE DR. #100
BROOKFIELD, WI 53045
BROOKFIELD, WI 53045
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2/19/2009
Customer Dispute
Denied
State Registrations
B
Wisconsin 5/6/2015
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Wisconsin 6/1/2016
SRO Registrations
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Learn about permitted activities of registered representatives
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Registered with this firm since 6/1/2016
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Registered with this firm since 5/6/2015
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 05/05/2015 - 03/31/2020 | BROOKFIELD, WI | |
IA | 02/07/2003 - 05/08/2015 | MILWAUKEE, WI | |
B | 02/07/2003 - 05/08/2015 | MILWAUKEE, WI | |
B | 02/07/2003 - 07/09/2007 | MILWAUKEE, WI | |
B | 09/18/2001 - 01/29/2003 | NEWARK, NJ |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.