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Detailed Report
THOMAS TAYLOR
THOMAS TAYLOR KOPPING, THOMAS TALYOR
CRD#: 4442804
IA
Investment Adviser
B
Previous Broker
MUTUAL ADVISORS, LLCCRD#: 167658 3415 S Sepulveda Blvd
11th Floor
Los Angeles, CA 90034
Registration History
20022004200620082010201220142016201820202022202420262 FIRMS2003 - 2004 (1 year)2 FIRMS2004 - 2007 (2 years)2 FIRMS2007 - 2009 (2 years)2 FIRMS2009 - 2017 (7 years)IAMUTUAL ADVISORS, LLC (CRD# 167658)2017 - Present (7 years)BDONALDSON, LUFKIN & JENRETTE S... (CRD# 7560)2001 - 2003 (1 year)IADONALDSON LUFKIN & JENRETTE SE... (CRD# 7560)2002 - 2003 (<1 year)
License(s)

State Registrations

IA
California 5/12/2017
Current Registration(s)
IA
MUTUAL ADVISORS, LLC (CRD#:167658)
3415 S Sepulveda Blvd 11th Floor, Los Angeles, CA 90034
Registered with this firm since 5/12/2017
Previous Registration(s)
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IA
 06/01/2009 - 05/15/2017 MORGAN STANLEY (CRD#:149777) BEVERLY HILLS, CA
B
 06/01/2009 - 05/15/2017 MORGAN STANLEY (CRD#:149777) BEVERLY HILLS, CA
IA
 04/02/2007 - 06/01/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) BEVERLY HILLS, CA
B
 04/02/2007 - 06/01/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) BEVERLY HILLS, CA
IA
 08/23/2004 - 04/02/2007 MORGAN STANLEY (CRD#:7556) BEVERLY HILLS, CA
B
 08/23/2004 - 04/02/2007 MORGAN STANLEY DW INC. (CRD#:7556) BEVERLY HILLS, CA
IA
 01/17/2003 - 09/08/2004 CREDIT SUISSE FIRST BOSTON (CRD#:816) LOS ANGELES, CA
B
 01/17/2003 - 09/08/2004 CREDIT SUISSE FIRST BOSTON LLC (CRD#:816) NEW YORK, NY
IA
 08/20/2002 - 01/17/2003 DONALDSON LUFKIN & JENRETTE SECURITIES CORPORATION (CRD#:7560) LOS ANGELES, CA
B
 10/08/2001 - 01/17/2003 DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (CRD#:7560) JERSEY CITY, NJ
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.