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Detailed Report
KELLY SUE SCHWIGEL
KELLY SUE METZ
CRD#: 4442624
IA
Investment Adviser
B
Broker
AMERIPRISE FINANCIAL SERVICES, LLCCRD#: 6363 835 Geneva Pkwy N Ste 2
Lake Geneva, WI 53147
Registration History
20022004200620082010201220142016201820202022202420262 FIRMS2001 - Present (23 years)BIDS LIFE INSURANCE COMPANY (CRD# 6321)2001 - 2006 (4 years)
License(s)

State Registrations

B
Arizona 3/3/2022
B
South Carolina 3/3/2022
B
Florida 2/10/2023
B
Tennessee 3/3/2022
B
Illinois 2/22/2022
B
Texas 3/3/2022
B
Iowa 2/22/2022
IA
Texas 3/7/2022
B
Michigan 5/4/2022
B
Wisconsin 11/21/2001
B
Ohio 3/4/2022
IA
Wisconsin 11/21/2001

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
835 Geneva Pkwy N Ste 2, Lake Geneva, WI 53147
Delavan, WI
Registered with this firm since 11/21/2001
B
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
835 Geneva Pkwy N Ste 2, Lake Geneva, WI 53147
Delavan, WI
Registered with this firm since 11/7/2001
Previous Registration(s)
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B
 11/07/2001 - 07/03/2006 IDS LIFE INSURANCE COMPANY (CRD#:6321) MINNEAPOLIS, MN
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.