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Detailed Report
James Gilbreath Chandler
JAMES G CHANDLER, JAMES Gilbreath CHANDLER, Gil Chandler
CRD#: 4442568
IA
Investment Adviser
B
Broker
LPL ENTERPRISE, LLCCRD#: 8733 1731 TECHNOLOGY DR
SUITE 600
SAN JOSE, CA 95110
Registration History
20022004200620082010201220142016201820202022202420263 FIRMS2001 - 2005 (4 years)2 FIRMS2005 - 2006 (<1 year)2 FIRMS2007 - 2009 (1 year)2 FIRMS2012 - 2013 (1 year)2 FIRMS2014 - 2016 (2 years)2 FIRMS2018 - 2018 (<1 year)2 FIRMS2020 - 2021 (<1 year)2 FIRMS2022 - 2023 (<1 year)2 FIRMS2023 - 2024 (1 year)2 FIRMS2024 - Present (<1 year)BLIGHTHOUSE CAPITAL CORPORATION (CRD# 41812)2009 - 2011 (1 year)BQUESTAR CAPITAL CORPORATION (CRD# 43100)2009 - 2009 (<1 year)BALLSTATE FINANCIAL SERVICES, LLC (CRD# 18272)2006 - 2007 (<1 year)
License(s)

State Registrations

B
California 11/14/2024
IA
California 11/14/2024

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
LPL ENTERPRISE, LLC (CRD#:8733)
1731 TECHNOLOGY DR SUITE 600, SAN JOSE, CA 95110
Registered with this firm since 11/14/2024
B
LPL ENTERPRISE, LLC (CRD#:8733)
1731 TECHNOLOGY DR SUITE 600, SAN JOSE, CA 95110
Registered with this firm since 11/14/2024
Previous Registration(s)
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IA
 06/14/2023 - 11/14/2024 PRUDENTIAL FINANCIAL PLANNING SERVICES (CRD#:5685) SAN JOSE, CA
B
 06/14/2023 - 11/14/2024 PRUCO SECURITIES, LLC. (CRD#:5685) SAN JOSE, CA
IA
 09/01/2022 - 05/31/2023 ALLSTATE FINANCIAL ADVISORS, LLC (CRD#:109524) Danville, CA
B
 09/02/2022 - 05/31/2023 ALLSTATE FINANCIAL SERVICES, LLC (CRD#:18272) DANVILLE, CA
IA
 12/15/2020 - 08/05/2021 PRIMERICA ADVISORS (CRD#:10111) SANTA CLARA, CA
B
 12/16/2020 - 08/05/2021 PFS INVESTMENTS INC. (CRD#:10111) SANTA CLARA, CA
IA
 09/27/2018 - 12/31/2018 PRIMERICA ADVISORS (CRD#:10111) SANTA CLARA, CA
B
 09/27/2018 - 12/31/2018 PFS INVESTMENTS INC. (CRD#:10111) SANTA CLARA, CA
IA
 01/30/2014 - 09/29/2016 FORESTERS EQUITY SERVICES, INC. (CRD#:18464) ALVISO, CA
B
 01/30/2014 - 09/29/2016 FORESTERS EQUITY SERVICES, INC. (CRD#:18464) SAN DIEGO, CA
IA
 05/31/2012 - 07/01/2013 LINCOLN INVESTMENT PLANNING, INC (CRD#:519) ALVISO, CA
B
 05/31/2012 - 07/01/2013 LINCOLN INVESTMENT (CRD#:519) FORT WASHINGTON, PA
B
 11/18/2009 - 09/30/2011 LIGHTHOUSE CAPITAL CORPORATION (CRD#:41812) ROSEVILLE, CA
B
 09/08/2009 - 11/03/2009 QUESTAR CAPITAL CORPORATION (CRD#:43100) ALVISO, CA
IA
 04/12/2007 - 03/04/2009 AIG RETIREMENT ADVISORS, INC. (CRD#:42803) EMERYVILLE, CA
B
 04/12/2007 - 03/04/2009 AIG RETIREMENT ADVISORS, INC. (CRD#:42803) EMERYVILLE, CA
B
 12/13/2006 - 04/09/2007 ALLSTATE FINANCIAL SERVICES, LLC (CRD#:18272) SAN JOSE, CA
IA
 11/30/2005 - 09/05/2006 PENSION PLANNERS SECURITIES, INC. (CRD#:14068) RANCHO CORDOVA, CA
B
 11/30/2005 - 09/05/2006 PENSION PLANNERS SECURITIES, INC. (CRD#:14068) SACRAMENTO, CA
IA
 12/06/2001 - 11/30/2005 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) CAMPBELL, CA
B
 11/14/2001 - 11/30/2005 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) MINNEAPOLIS, MN
B
 11/14/2001 - 11/30/2005 IDS LIFE INSURANCE COMPANY (CRD#:6321) MINNEAPOLIS, MN
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B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.