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Detailed Report
HENRY VERNON TERRELL
CRD#: 444235
IA
Investment Adviser
B
Broker
PARK AVENUE SECURITIES LLCCRD#: 46173 1215 DE LA VINA
SUITE C
SANTA BARBARA, CA 93101
Registration History
19751980198519901995200020052010201520202025IAPARK AVENUE SECURITIES LLC (CRD# 46173)2001 - Present (24 years)BPARK AVENUE SECURITIES LLC (CRD# 46173)1999 - Present (25 years)BGUARDIAN INVESTOR SERVICES COR... (CRD# 6635)1993 - 1999 (5 years)BKIRKPATRICK, PETTIS, SMITH, PO... (CRD# 490)1984 - 1993 (9 years)BMUTUAL OF OMAHA FUND MANAGEMEN... (CRD# 611)1973 - 1993 (20 years)
License(s)

State Registrations

B
Arizona 1/28/2000
B
Missouri 9/20/2018
B
California 5/3/1999
B
Nevada 5/3/1999
IA
California 3/1/2001
B
New Jersey 1/28/2000
B
Colorado 1/28/2000
B
New Mexico 5/8/2019
B
Florida 2/2/2000
B
New York 1/28/2000
B
Georgia 5/3/1999
B
Ohio 5/19/2015
IA
Georgia 3/2/2007
IA
Ohio 5/19/2015
B
Hawaii 11/18/2019
B
Oregon 9/20/2018
B
Idaho 10/16/2018
B
Pennsylvania 7/18/2000
B
Indiana 9/20/2018
IA
Pennsylvania 4/27/2017
B
Maine 9/20/2018
B
South Carolina 5/8/2019
B
Massachusetts 5/8/2019
B
Texas 9/20/2018
B
Michigan 9/20/2018
B
Utah 1/15/2008
B
Mississippi 5/8/2019
B
Washington 1/28/2000

SRO Registrations

B
 FINRA

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
PARK AVENUE SECURITIES LLC (CRD#:46173)
1215 DE LA VINA SUITE C, SANTA BARBARA, CA 93101
Registered with this firm since 3/1/2001
B
PARK AVENUE SECURITIES LLC (CRD#:46173)
1215 DE LA VINA SUITE C, SANTA BARBARA, CA 93101
Registered with this firm since 5/3/1999
Previous Registration(s)
th hidden textth hidden textNameLocation
B
 12/07/1993 - 05/03/1999 GUARDIAN INVESTOR SERVICES CORPORATION (CRD#:6635) NEW YORK, NY
B
 04/03/1984 - 11/09/1993 KIRKPATRICK, PETTIS, SMITH, POLIAN INC. (CRD#:490) OMAHA, NE
B
 08/13/1973 - 11/05/1993 MUTUAL OF OMAHA FUND MANAGEMENT COMPANY (CRD#:611) OMAHA, NE
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.