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KEVIN ROBERT WINTERS
KEVIN ROBERT WINTERS
CRD#: 4441868
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 11025 701 LAKE STREET E STE 200
[SATELLITE]
WAYZATA, MN 55391
Registration History
20022004200620082010201220142016201820202022202420262 FIRMS2007 - 2008 (1 year)2 FIRMS2008 - 2016 (7 years)2 FIRMS2016 - 2024 (8 years)2 FIRMS2024 - Present (<1 year)BMORGAN STANLEY DW INC. (CRD# 7556)2001 - 2007 (5 years)IAMORGAN STANLEY (CRD# 7556)2006 - 2007 (<1 year)
License(s)

State Registrations

B
Arizona 10/10/2024

IA
Minnesota 10/11/2024

B
California 10/10/2024

B
New Jersey 10/10/2024

B
Colorado 10/10/2024

B
New Mexico 10/10/2024

B
Florida 10/10/2024

B
North Carolina 10/10/2024

B
Georgia 10/18/2024

B
Pennsylvania 10/10/2024

B
Illinois 10/30/2024

B
Texas 10/10/2024

B
Iowa 10/10/2024

IA
Texas 10/10/2024

B
Kansas 10/10/2024

B
Utah 10/10/2024

B
Michigan 10/10/2024

B
Washington 10/10/2024

B
Minnesota 10/11/2024

B
Wisconsin 10/10/2024

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:11025)
701 LAKE STREET E STE 200 [SATELLITE], WAYZATA, MN 55391
Registered with this firm since 10/10/2024

B
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (CRD#:11025)
701 LAKE STREET E STE 200 [SATELLITE], WAYZATA, MN 55391
Registered with this firm since 10/10/2024

Previous Registration(s)
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IA
02/26/2016 - 10/10/2024 WELLS FARGO ADVISORS (CRD#:19616) BLOOMINGTON, MN
B
02/26/2016 - 10/10/2024 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) BLOOMINGTON, MN
IA
10/10/2008 - 02/29/2016 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) WAYZATA, MN
B
10/10/2008 - 02/29/2016 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) WAYZATA, MN
IA
04/02/2007 - 10/17/2008 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) MINNEAPOLIS, MN
B
04/02/2007 - 10/17/2008 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) MINNEAPOLIS, MN
IA
09/08/2006 - 04/02/2007 MORGAN STANLEY (CRD#:7556) MINNEAPOLIS, MN
B
10/15/2001 - 04/02/2007 MORGAN STANLEY DW INC. (CRD#:7556) MINNEAPOLIS, MN
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.