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Detailed Report
David A Torres
DAVID ANTHONY TORRES
CRD#: 4441648
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 3 Edison Drive
Alpharetta, GA 30005
Registration History
2004200620082010201220142016201820202022202420262 FIRMS2007 - 2020 (13 years)2 FIRMS2021 - 2023 (2 years)2 FIRMS2023 - Present (1 year)BCITIGROUP GLOBAL MARKETS INC. (CRD# 7059)2006 - 2007 (1 year)BNYLIFE SECURITIES INC. (CRD# 5167)2004 - 2006 (1 year)
License(s)

State Registrations

B
Alabama 9/5/2023
B
Nebraska 9/5/2023
B
Alaska 9/5/2023
B
Nevada 9/5/2023
B
Arizona 9/5/2023
B
New Hampshire 9/5/2023
B
Arkansas 9/5/2023
B
New Jersey 9/5/2023
B
California 9/5/2023
B
New Mexico 9/5/2023
B
Colorado 9/5/2023
B
New York 9/5/2023
B
Connecticut 9/5/2023
B
North Carolina 9/5/2023
B
Delaware 9/5/2023
IA
North Carolina 9/5/2023
B
District of Columbia 9/5/2023
B
North Dakota 9/5/2023
B
Florida 9/5/2023
B
Ohio 9/5/2023
B
Georgia 9/5/2023
B
Oklahoma 9/5/2023
IA
Georgia 9/25/2023
B
Oregon 9/5/2023
B
Hawaii 9/5/2023
B
Pennsylvania 9/5/2023
B
Idaho 9/5/2023
B
Puerto Rico 9/5/2023
B
Illinois 9/5/2023
B
Rhode Island 9/5/2023
B
Indiana 9/5/2023
B
South Carolina 9/5/2023
B
Iowa 9/5/2023
B
South Dakota 9/5/2023
B
Kansas 9/5/2023
B
Tennessee 9/5/2023
B
Kentucky 9/5/2023
B
Texas 9/5/2023
B
Louisiana 9/5/2023
IA
Texas 9/22/2023
B
Maine 9/5/2023
B
Utah 9/5/2023
B
Maryland 9/5/2023
B
Vermont 9/5/2023
B
Massachusetts 9/5/2023
B
Virgin Islands 9/5/2023
B
Michigan 9/5/2023
B
Virginia 9/5/2023
B
Minnesota 9/5/2023
B
Washington 9/5/2023
B
Mississippi 9/5/2023
B
West Virginia 9/5/2023
B
Missouri 9/5/2023
B
Wisconsin 9/5/2023
B
Montana 9/5/2023
B
Wyoming 9/5/2023

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
3 Edison Drive, Alpharetta, GA 30005
Harrisburg, NC
Registered with this firm since 9/5/2023
B
MORGAN STANLEY (CRD#:149777)
3 Edison Drive, Alpharetta, GA 30005
Harrisburg, NC
Registered with this firm since 9/5/2023
Previous Registration(s)
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IA
 06/09/2021 - 09/05/2023 E*TRADE CAPITAL MANAGEMENT, LLC (CRD#:42159) HARRISBURG, NC
B
 06/09/2021 - 09/05/2023 E*TRADE SECURITIES LLC (CRD#:29106) CHARLOTTE, NC
IA
 08/10/2007 - 11/13/2020 ADVICE AND PLANNING SERVICES (CRD#:20472) CHARLOTTE, NC
B
 08/06/2007 - 11/13/2020 TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (CRD#:20472) CHARLOTTE, NC
B
 04/03/2006 - 07/07/2007 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) RIVERHEAD, NY
B
 07/02/2004 - 04/07/2006 NYLIFE SECURITIES INC. (CRD#:5167) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.