Individual Firm
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PETER GOVE KELLY
PETER GOVE KELLY MR., Peter Gove Kelly
CRD#: 4440378
IA
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MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 660 BEACHLAND BLVD
VERO BEACH, FL 32963
VERO BEACH, FL 32963
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Disclosures
19
Years of Experience
View By:
State Registrations
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Florida 7/10/2023
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New York 7/10/2023
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Florida 7/11/2023
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North Carolina 2/20/2024
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Kentucky 8/19/2024
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Texas 7/10/2023
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Massachusetts 7/10/2023
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Texas 7/10/2023
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Missouri 1/4/2024
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Wyoming 11/7/2023
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New Jersey 7/10/2023
SRO Registrations
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Registered with this firm since 7/10/2023
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Registered with this firm since 7/10/2023
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 02/20/2020 - 07/12/2023 | VERO BEACH, FL | |
B | 02/12/2020 - 07/11/2023 | VERO BEACH, FL | |
IA | 01/04/2011 - 01/21/2020 | Orlando, FL | |
B | 01/03/2011 - 01/21/2020 | Orlando, FL | |
B | 09/01/2010 - 12/14/2010 | NEW YORK, NY | |
IA | 04/30/2010 - 06/30/2010 | NEW YORK, NY | |
B | 09/04/2009 - 06/30/2010 | NEW YORK, NY | |
B | 08/31/2006 - 11/14/2008 | NEW YORK, NY | |
B | 05/01/2006 - 05/22/2006 | NEW YORK, NY | |
B | 11/07/2003 - 04/18/2006 | ST. LOUIS, MO |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.