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DOUGLAS RATCLIFFE DUKE JR.
DOUGLAS R. DUKE JR.
CRD#: 4440100
IA
Investment Adviser
B
Broker
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 GAUTIER, MS
CETERA ADVISOR NETWORKS LLCCRD#: 13572 GAUTIER, MS
Registration History
200420062008201020122014201620182020202220242 FIRMS2012 - 2021 (9 years)IACETERA INVESTMENT ADVISERS LLC (CRD# 105644)2023 - Present (1 year)BCETERA ADVISOR NETWORKS LLC (CRD# 13572)2021 - Present (3 years)BAMERIPRISE FINANCIAL SERVICES,... (CRD# 6363)2004 - 2012 (7 years)BIDS LIFE INSURANCE COMPANY (CRD# 6321)2004 - 2006 (2 years)IACETERA ADVISOR NETWORKS LLC (CRD# 13572)2021 - 2023 (2 years)IAAMERIPRISE FINANCIAL SERVICES,... (CRD# 6363)2005 - 2012 (6 years)
License(s)

State Registrations

B
Alabama 6/9/2021

B
Mississippi 6/9/2021

B
Arkansas 1/5/2022

IA
Mississippi 6/29/2023

B
Kentucky 2/20/2024

B
Tennessee 6/9/2021

B
Louisiana 6/9/2021

B
Virginia 5/1/2024

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CETERA INVESTMENT ADVISERS LLC (CRD#:105644)
GAUTIER, MS
Registered with this firm since 6/29/2023

B
CETERA ADVISOR NETWORKS LLC (CRD#:13572)
GAUTIER, MS
Registered with this firm since 6/9/2021

Previous Registration(s)
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IA
06/09/2021 - 06/29/2023 CETERA ADVISOR NETWORKS LLC (CRD#:13572) EL SEGUNDO, CA
IA
04/04/2012 - 06/09/2021 VOYA FINANCIAL ADVISORS, INC. (CRD#:2882) OXFORD, MS
B
03/30/2012 - 06/09/2021 VOYA FINANCIAL ADVISORS, INC. (CRD#:2882) OXFORD, MS
IA
03/22/2005 - 01/23/2012 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) KOSCIUSKO, MS
B
05/10/2004 - 01/23/2012 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) KOSCIUSKO, MS
B
05/10/2004 - 07/03/2006 IDS LIFE INSURANCE COMPANY (CRD#:6321) MINNEAPOLIS, MN
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.