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Detailed Report
BRANDON Oliver AU
BRANDON AU
CRD#: 4439502
IA
Investment Adviser
B
Broker
PARK AVENUE SECURITIES LLCCRD#: 46173 910 E HAMILTON AVENUE
SUITE 150
CAMPBELL, CA 95008
Registration History
20022004200620082010201220142016201820202022202420262 FIRMS2008 - 2023 (14 years)2 FIRMS2023 - Present (1 year)BSTATE FARM VP MANAGEMENT CORP. (CRD# 43036)2007 - 2008 (<1 year)BQUEST CAPITAL STRATEGIES, INC. (CRD# 16783)2004 - 2006 (1 year)BMORGAN STANLEY DW INC. (CRD# 7556)2001 - 2002 (1 year)IAMORGAN STANLEY (CRD# 7556)2002 - 2002 (<1 year)
License(s)

State Registrations

B
Arizona 7/29/2024
IA
California 5/26/2023
B
California 5/26/2023

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
PARK AVENUE SECURITIES LLC (CRD#:46173)
910 E HAMILTON AVENUE SUITE 150, CAMPBELL, CA 95008
Registered with this firm since 5/26/2023
B
PARK AVENUE SECURITIES LLC (CRD#:46173)
910 E HAMILTON AVENUE SUITE 150, CAMPBELL, CA 95008
Registered with this firm since 5/26/2023
Previous Registration(s)
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IA
 09/18/2008 - 04/06/2023 MML INVESTORS SERVICES, LLC (CRD#:10409) WALNUT CREEK, CA
B
 08/15/2008 - 04/06/2023 MML INVESTORS SERVICES, LLC (CRD#:10409) WALNUT CREEK, CA
B
 12/11/2007 - 07/09/2008 STATE FARM VP MANAGEMENT CORP. (CRD#:43036) BLOOMINGTON, IL
B
 12/13/2004 - 10/31/2006 QUEST CAPITAL STRATEGIES, INC. (CRD#:16783) LAGUNA HILLS, CA
IA
 02/05/2002 - 12/20/2002 MORGAN STANLEY (CRD#:7556) SAN JOSE, CA
B
 09/10/2001 - 12/20/2002 MORGAN STANLEY DW INC. (CRD#:7556) PURCHASE, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.