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GRAHAM DYLAN OKELLY
GRAHAM DYLAN O'KELLY
CRD#: 4437544
IA
Investment Adviser
B
Broker
RBC CAPITAL MARKETS, LLCCRD#: 31194 610 NEWPORT CENTER DRIVE
SUITE 900
NEWPORT BEACH, CA 92660-6448
Registration History
20022004200620082010201220142016201820202022202420262 FIRMS2008 - 2009 (1 year)2 FIRMS2009 - 2017 (7 years)2 FIRMS2017 - Present (7 years)BBEAR, STEARNS & CO. INC. (CRD# 79)2001 - 2008 (6 years)IABEAR, STEARNS & CO. INC. (CRD# 79)2002 - 2008 (5 years)
Disclosure(s)
View By:
9/22/2020
Customer Dispute
Settled
License(s)

State Registrations

B
Alabama 9/28/2017

B
Nevada 5/15/2017

B
Arizona 5/15/2017

B
New Hampshire 5/17/2017

B
California 5/15/2017

B
New Jersey 5/15/2017

IA
California 5/15/2017

B
New York 5/15/2017

B
Colorado 5/15/2017

B
North Carolina 5/15/2017

B
Connecticut 5/17/2017

B
Ohio 5/17/2017

B
Delaware 5/17/2017

B
Oklahoma 10/22/2018

B
District of Columbia 6/8/2017

B
Oregon 5/15/2017

B
Florida 5/15/2017

B
Pennsylvania 5/17/2017

IA
Florida 5/16/2017

B
Rhode Island 5/17/2017

B
Georgia 5/17/2017

B
South Carolina 5/15/2017

B
Hawaii 5/15/2017

B
Tennessee 6/21/2018

B
Idaho 5/17/2017

B
Texas 5/15/2017

B
Illinois 5/17/2017

IA
Texas 5/15/2017

B
Indiana 5/17/2017

B
Utah 5/15/2017

B
Kentucky 5/17/2017

B
Vermont 5/16/2017

B
Maine 5/17/2017

B
Virginia 5/15/2017

B
Maryland 9/28/2017

B
Washington 5/15/2017

B
Massachusetts 5/15/2017

B
Wisconsin 5/17/2017

B
Michigan 5/15/2017

B
Wyoming 12/9/2020

B
Mississippi 5/15/2017

SRO Registrations

B
BOX Exchange LLC

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe C2 Exchange, Inc.

B
Cboe EDGA Exchange, Inc.

B
Cboe EDGX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Investors' Exchange LLC

B
Long-Term Stock Exchange, Inc.

B
MEMX LLC

B
MIAX PEARL, LLC

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
NYSE National, Inc.

B
Nasdaq BX, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
RBC CAPITAL MARKETS, LLC (CRD#:31194)
610 NEWPORT CENTER DRIVE SUITE 900, NEWPORT BEACH, CA 92660-6448
1901 AVENUE OF THE STARS SUITE 1400, CENTURY CITY, CA 90067-6089
Registered with this firm since 5/15/2017

B
RBC CAPITAL MARKETS, LLC (CRD#:31194)
610 NEWPORT CENTER DRIVE SUITE 900, NEWPORT BEACH, CA 92660-6448
1901 AVENUE OF THE STARS SUITE 1400, CENTURY CITY, CA 90067-6089
Registered with this firm since 5/15/2017

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
06/01/2009 - 05/16/2017 MORGAN STANLEY (CRD#:149777) BEVERLY HILLS, CA
B
06/01/2009 - 05/16/2017 MORGAN STANLEY (CRD#:149777) BEVERLY HILLS, CA
IA
03/24/2008 - 06/01/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) BEVERLY HILLS, CA
B
03/20/2008 - 06/01/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) BEVERLY HILLS, CA
IA
10/25/2002 - 04/02/2008 BEAR, STEARNS & CO. INC. (CRD#:79) LOS ANGELES, CA
B
10/08/2001 - 04/02/2008 BEAR, STEARNS & CO. INC. (CRD#:79) LOS ANGELES, CA
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.