View Exams Passed by the individual in the detailed report
Learn about permitted activities of registered representatives
Learn about permitted activities of registered principals
th hidden text | th hidden text | Name | Location |
---|---|---|---|
IA | 06/01/2009 - 03/15/2021 | Houston, TX | |
B | 06/01/2009 - 03/15/2021 | Houston, TX | |
IA | 04/04/2008 - 06/01/2009 | HOUSTON, TX | |
B | 04/04/2008 - 06/01/2009 | HOUSTON, TX | |
IA | 09/15/2003 - 04/28/2008 | HOUSTON, TX | |
B | 09/15/2003 - 04/28/2008 | HOUSTON, TX | |
IA | 07/22/2003 - 09/18/2003 | NEW YORK, NY | |
B | 07/22/2003 - 09/18/2003 | CHICAGO, IL | |
B | 11/05/2001 - 05/23/2003 | NEW YORK, NY |