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Detailed Report
Russell D Ahlers
RUSSELL DALE AHLERS
CRD#: 4436733
IA
Investment Adviser
B
Broker
CREDIT UNION INVESTMENT SERVICESCRD#: 144871 1742 Wilkesboro Rd
Statesville, NC 28625
SECU BROKERAGE SERVICESCRD#: 19899 1742 WILKESBORO ROAD, NORTH
STATESVILLE, NC 28687
Registration History
20022004200620082010201220142016201820202022202420262 FIRMS2001 - 2002 (<1 year)2 FIRMS2002 - 2003 (<1 year)2 FIRMS2003 - 2003 (<1 year)2 FIRMS2023 - Present (1 year)BLPL FINANCIAL LLC (CRD# 6413)2021 - 2023 (2 years)BP.J. ROBB VARIABLE CORPORATION (CRD# 38339)2014 - 2020 (6 years)BTIAA-CREF INDIVIDUAL & INSTITU... (CRD# 20472)2005 - 2014 (8 years)BTOWER SQUARE SECURITIES, INC. (CRD# 833)2004 - 2005 (<1 year)IAAMERICAN EXPRESS FINANCIAL ADV... (CRD# 6363)2002 - 2002 (<1 year)
Disclosure(s)
View By:
7/15/2015
Financial
Final
License(s)

State Registrations

B
North Carolina 10/3/2023
IA
North Carolina 11/30/2023

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CREDIT UNION INVESTMENT SERVICES (CRD#:144871)
1742 Wilkesboro Rd, Statesville, NC 28625
Registered with this firm since 11/30/2023
B
SECU BROKERAGE SERVICES (CRD#:19899)
1742 WILKESBORO ROAD, NORTH, STATESVILLE, NC 28687
Registered with this firm since 10/3/2023
Previous Registration(s)
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B
 01/13/2021 - 06/22/2023 LPL FINANCIAL LLC (CRD#:6413) FORT MILL, SC
B
 04/09/2014 - 12/15/2020 P.J. ROBB VARIABLE CORPORATION (CRD#:38339) Charlotte, NC
B
 07/26/2005 - 02/28/2014 TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (CRD#:20472) CHARLOTTE, NC
B
 06/01/2004 - 05/24/2005 TOWER SQUARE SECURITIES, INC. (CRD#:833) EL SEGUNDO, CA
IA
 05/02/2003 - 06/11/2003 MERRILL LYNCH PIERCE FENNER & SMITH INC. (CRD#:7691) PENNINGTON, NJ
B
 05/02/2003 - 06/11/2003 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEW YORK, NY
IA
 11/14/2002 - 03/11/2003 QUICK & REILLY, INC. (CRD#:11217) POINT PLEASANT, NJ
B
 10/08/2002 - 03/11/2003 QUICK & REILLY, INC. (CRD#:11217) NEW YORK, NY
IA
 06/27/2002 - 07/25/2002 AMERICAN EXPRESS FINANCIAL ADVISORS, INC. (CRD#:6363) ST LOUIS, MO
B
 09/21/2001 - 07/25/2002 AMERICAN EXPRESS FINANCIAL ADVISORS INC. (CRD#:6363) MINNEAPOLIS, MN
B
 09/21/2001 - 07/25/2002 IDS LIFE INSURANCE COMPANY (CRD#:6321) MINNEAPOLIS, MN
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.