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KENNETH MAX SHARROCK
CRD#: 4436212
IA
Investment Adviser
B
Broker
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 3500 MASSILLON RD STE 430
UNIONTOWN, OH 44685
CETERA ADVISORS LLCCRD#: 10299 3500 MASSILLON RD STE 430
UNIONTOWN, OH 44685
Registration History
2002200420062008201020122014201620182020202220242026IACETERA INVESTMENT ADVISERS LLC (CRD# 105644)2024 - Present (<1 year)BCETERA ADVISORS LLC (CRD# 10299)2004 - Present (21 years)BVESTAX SECURITIES CORPORATION (CRD# 10332)2001 - 2004 (2 years)IACETERA ADVISORS LLC (CRD# 10299)2019 - 2024 (5 years)IACETERA ADVISORS LLC (CRD# 10299)2004 - 2018 (14 years)IAVESTAX SECURITIES CORPORATION (CRD# 10332)2003 - 2004 (<1 year)
License(s)

State Registrations

B
Arizona 5/10/2021

IA
Ohio 3/21/2024

B
California 1/17/2020

B
Pennsylvania 1/3/2019

B
Florida 1/3/2019

B
Tennessee 6/29/2022

B
Illinois 1/19/2024

B
Texas 1/3/2019

B
Indiana 1/3/2019

IA
Texas 3/21/2024

B
Missouri 1/3/2019

B
Virginia 1/3/2019

B
Ohio 1/3/2019

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CETERA INVESTMENT ADVISERS LLC (CRD#:105644)
3500 MASSILLON RD STE 430, UNIONTOWN, OH 44685
Registered with this firm since 3/21/2024

B
CETERA ADVISORS LLC (CRD#:10299)
3500 MASSILLON RD STE 430, UNIONTOWN, OH 44685
CLINTON, OH
Registered with this firm since 1/1/2004

Previous Registration(s)
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IA
01/03/2019 - 03/21/2024 CETERA ADVISORS LLC (CRD#:10299) AKRON, OH
IA
01/01/2004 - 12/31/2018 CETERA ADVISORS LLC (CRD#:10299) AKRON, OH
IA
02/07/2003 - 01/01/2004 VESTAX SECURITIES CORPORATION (CRD#:10332) AKRON, OH
B
08/15/2001 - 01/01/2004 VESTAX SECURITIES CORPORATION (CRD#:10332) HUDSON, OH
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.