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NIKOLAS V. BUTKOV
CRD#: 4436042
IA
Investment Adviser
B
Broker
AMERIPRISE FINANCIAL SERVICES, LLCCRD#: 6363 350 Passaic Ave Ste 202
FAIRFIELD, NJ 07004-3561
Registration History
20022004200620082010201220142016201820202022202420262 FIRMS2005 - 2006 (1 year)2 FIRMS2006 - 2009 (2 years)2 FIRMS2009 - 2010 (1 year)2 FIRMS2010 - Present (14 years)BEDWARD JONES (CRD# 250)2003 - 2005 (2 years)BUBS PAINEWEBBER INC. (CRD# 8174)2001 - 2003 (1 year)IAUBS PAINEWEBBER INC. (CRD# 8174)2002 - 2003 (1 year)
License(s)

State Registrations

B
Alabama 8/6/2019

IA
New Jersey 10/12/2010

B
Arizona 9/2/2014

B
New York 10/12/2010

B
Delaware 1/4/2024

B
Pennsylvania 1/25/2023

B
Florida 6/8/2012

B
South Carolina 9/4/2012

B
Indiana 7/10/2023

B
Vermont 1/27/2012

B
New Jersey 10/12/2010

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
350 Passaic Ave Ste 202, FAIRFIELD, NJ 07004-3561
West Orange, NJ
Registered with this firm since 10/12/2010

B
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
350 Passaic Ave Ste 202, FAIRFIELD, NJ 07004-3561
West Orange, NJ
Registered with this firm since 10/12/2010

Previous Registration(s)
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IA
09/15/2009 - 10/01/2010 R. SEELAUS & CO., INC. (CRD#:14974) SUMMIT, NJ
B
08/26/2009 - 10/01/2010 R. SEELAUS & CO.,INC. (CRD#:14974) SUMMIT, NJ
IA
11/16/2006 - 06/26/2009 PRIMEVEST FINANCIAL SERVICES, INC. (CRD#:15340) TOTOWA, NJ
B
11/16/2006 - 06/26/2009 BANCNORTH INVESTMENT GROUP, INC. (CRD#:31299) TOTOWA, NJ
IA
11/28/2005 - 11/15/2006 H&R BLOCK FINANCIAL ADVISORS, INC. (CRD#:5979) PARAMUS, NJ
B
06/13/2005 - 11/15/2006 H&R BLOCK FINANCIAL ADVISORS, INC. (CRD#:5979) PARAMUS, NJ
B
05/09/2003 - 06/14/2005 EDWARD JONES (CRD#:250) ST. LOUIS, MO
IA
04/05/2002 - 05/14/2003 UBS PAINEWEBBER INC. (CRD#:8174) FLORHAM PARK, NJ
B
09/25/2001 - 05/14/2003 UBS PAINEWEBBER INC. (CRD#:8174) WEEHAWKEN, NJ
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.